- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify ... and significant business growth. You will work with the Senior Director/Director to adhere to internal governance processes for...federal regulatory requirements. You will also work with the First Line Risk Manager to… more
- Tradeweb (New York, NY)
- …Details** Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction ... periodic review schedule. + Prepare presentations and materials for senior stakeholders, risk committees, and internal governance...experience in operational risk , business controls, or first line risk management, ideally… more
- Scotiabank (New York, NY)
- Senior Analyst, First Line Operational Risk and Resilience **Requisition ID:** 217067 **Salary Range:** 69.400,00 - 129.000,00 _Please note that the ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- S&P Global (New York, NY)
- …technology risk and governance strategy, partnering with the second line of defense in Information Security, Digital Technology Services, and Corporate ... Impact:** This role reports to the Director of Technology, Risk , and Governance, in the Global Digital Technology Organization....Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- Tradeweb (New York, NY)
- …and support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...and analytically strong Vice President to join the Enterprise Risk Management (ERM) team in New York. This role… more
- Capital One (New York, NY)
- … Risk Management, Third Party Risk Management, Business Continuity) and the First Line Risk Offices. The role will also provide Subject Matter ... Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid)...team, the candidate will focus on audits of Second Line Risk Management (Enterprise Risk … more
- MUFG (New York, NY)
- …recruitment team will provide more details. This role is a key member of Technology first line risk and controls team aligned to Technology Governance and ... group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate...and oversight activities supporting the Enterprise, Operational and Information Risk Management frameworks with other team members to partner… more
- Citigroup (New York, NY)
- …needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First - Line risk team which is part of the Global Markets COO function. ... ETRC works with Global Markets E-Trading businesses, CAOs and second- line functions to implement the E-Trading Risk ...Senior Management within Global Markets, Technology and Second Line functions, as well as representing ETRC in key… more
- Scotiabank (New York, NY)
- Senior Manager, US Cyber and IT Risk ...maintaining oversight and objective challenge. + Challenges the IT Risk components of the first line ... meetings. + Prepares monthly and quarterly IT and Cyber Risk reporting for US committees and senior ...policies and procedures. + Reviews and challenges work of first line of defense for risk… more
- City National Bank (New York, NY)
- …TPRM program, including the timeliness, completeness, and accuracy of risk assessments. Provide risk -consulting serves to first line third party risk ... including risk metrics, for dissemination to both first line of defense (technology) leadership, ...as necessary. * Ensure appropriate escalate of issues to first line and senior management… more
- American Express (New York, NY)
- … risk oversight program to provide credible challenge and oversight to the first line operational resilience risk taking activities. Reporting to the ... risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of...+ Knowledge of relevant policies & regulations (eg, FRB SR 2020-24/OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets,… more
- MUFG (New York, NY)
- …with a structured credit business or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk ) role. This can be from either the ... our recruitment team will provide more details. **Job Summary:** Senior Credit Officer in second line of...is a strong plus. + Experience in a Second line Risk function at a financial institution… more
- Bloomberg (New York, NY)
- …review, and stakeholder interviews + Operate as an educator and partner by facilitating First Line of Defense (FLOD) risk execution and partnering on ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...+ Prior experience in either a 1st or 2nd line of defense capacity + Self-starter, with the ability… more
- Citigroup (New York, NY)
- …One business lines: + Solutions-oriented client engagement through-out the lifecycle of a client + First line of defense in risk managing credit risk ... effectively communicating to senior management and control functions + Evolving the risk framework and other risk governance items to ensure a proper control… more
- TD Bank (New York, NY)
- …knowledge to execute a localized challenge strategy while developing strong relationships with risk partners and first line governance teams** **Create ... details for this role. ** Line of Business:** Risk Management **Job Description:** **The** ** Senior ...maintenance of a policy governance framework** **Leads and supports Sr . Mgr. in several Enterprise Risk Mgt… more
- Bank of America (Jersey City, NJ)
- Sr . Quantitative Finance Analyst, AML Model Risk Validation Charlotte, North Carolina;Jersey City, New Jersey; Pennington, New Jersey; Atlanta, Georgia **Job ... of potential risk + Works closely with model stakeholders and senior management with regard to communication of submission and validation outcomes + Performs… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At ... EFR, including but not limited to independent review and risk assessment of front line owned processes...points of view, including appropriate escalation and communication to Senior Management + Understand and document the capital impacts… more
- TD Bank (New York, NY)
- …TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First - Line Risk and Control, and Front Office Technology to ... Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is committed… more
- American Express (New York, NY)
- … risk controls as appropriate + Provide effective challenge to Second- and First - Line ongoing implementation of the Risk Identification and Assessment ... & Risk Oversight (ERM&RO) organization within Global Risk and Compliance (a Second Line of...taxonomy + Support effective reporting of the Company's aggregate risk profile to senior risk … more
- City National Bank (Jersey City, NJ)
- *CREDIT RISK REVIEW OFFICER SENIOR * WHAT IS THE... Review Department (CRR), is part of the 3rd line of defense, and as such is independent of all ... credit granting, adjudication, operations, and risk management practices performed by the 1st and 2nd...properly approved. * Acts as internal advisor/partner to CNB's line units regarding loan and credit matters and provides… more