- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At… more
- TD Bank (New York, NY)
- …testing in the area specified as required. **Job Summary:** The Senior Manager, Compliance Business Oversight manages and leads a team of Compliance ... integration with core business functions. + Provide oversight and guidance on compliance requirements specific... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive… more
- Amazon (New York, NY)
- …of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop ... for Amazon's regulated transportation operations. This role will work closely with compliance leads and business partners to identify risks, develop mechanisms… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight **… more
- Capital One (New York, NY)
- …for delivering effective challenge and compliance advice relating to the business 's partner oversight program and processes worldwide, with an emphasis on ... Director, Network Compliance (Partner Oversight ) The Network ...Develop expert-level understanding of the operating regulations and partner oversight -related business processes worldwide + Proactively identify… more
- City of New York (New York, NY)
- …of agency or citywide significance. The Special Counsel for Compliance & Risk Oversight is a senior legal and strategic advisor within the Office of the ... The Mayor's Office of Contract Services (MOCS) is a New York City oversight and service agency that manages procurement citywide, from planning and release of… more
- Neuberger Berman (New York, NY)
- …Registered platform. The successful candidate will be responsible for fund oversight , calculating and paying the financial arrangements to the Fund's intermediary ... Agent 's trailer process including tracking affiliated investments and ensuring compliance with regulatory requirements for registered funds (eg 40 Act Funds,… more
- City National Bank (New York, NY)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing advisory… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- TD Bank (New York, NY)
- …Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and ... partners with covered TD businesses through the development, implementation, oversight , and management of effective AML/ATF/Sanctions/ABAC Compliance Programs… more
- Citigroup (New York, NY)
- …auditors, managing remediation efforts or corrective action plans, and ensuring compliance while minimizing business risks. **Education** : Bachelor's/University ... the Citigroup franchise or reputation. The role includes developing business strategies, calculating/reviewing CECL reserves, conducting sensitivity analysis, reviewing… more
- Capital One (New York, NY)
- Manager, Technology Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our customers. We are ... organization focused on providing expert advice, credible challenge, and effective oversight of information security and technology activities to identify, assess,… more
- PNC (East Brunswick, NJ)
- …an opportunity to contribute to the company's success. As an AML Sanctions Specialist Senior - LOB Oversight within PNC's AML Global Sanctions organization, you ... Sanctions Program subject matter specialties, communicates effective enterprise wide and business unit compliance program requirements and implications to comply… more
- TD Bank (New York, NY)
- …to FCRM processes, systems, or practices + Coordinates with other FCRM partners and business compliance partners to ensure consistency in the application of FCRM ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- MTA (New York, NY)
- Senior Director, Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: May 13, 2025 Description JOB TITLE : Senior Director, Equal Employment Opportunity and Compliance ...consistent practices for addressing areas of concern; and provide oversight for uniform handling of EEO compliance … more
- Pfizer (New York, NY)
- …Develop and evolve strategies for operationalizing metrics and processes to enable effective oversight of safety and regulatory quality and compliance . Serves as ... of contact and Subject Matter Expert (SME) for quality oversight and compliance topics. + In collaboration...DQC and its connection to WWS in support of Business Units and other Partner Lines; fosters effective relationships… more
- TD Bank (New York, NY)
- …the role which is outlined in the general description below." **Job Summary** The Senior Manager, Business Management oversees and leads a large and/or highly ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- Teva Pharmaceuticals (Parsippany, NJ)
- Senior Director, Compliance & Ethics, Global R&D Date: Jun 10, 2025 Location: Parsippany, United States, New Jersey, 07054 Company: Teva Pharmaceuticals Job Id: ... **The opportunity** The individual will serve as a strategic business partner and compliance advisor to all... compliance program and ethical culture. + Provide compliance risk assessment, education, oversight and guidance… more
- BMO Financial Group (New York, NY)
- …and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge ... to ensure program remains current and aligned with BMO Compliance Program. Work with business /group and internal... Policies & Procedures manuals for requirements. Contribute to business /group results by providing oversight and making… more