- SMBC (New York, NY)
- …Services, International Services **Responsibilities:** - Work closely with Sales & Trading , and Control Function departments on requirement gathering, user ... engineers. **Qualifications:** Skills: - 2-3 years as a business analyst in a technology team building out Capital Market...in a technology team building out Capital Market Sales, Trading , and Risk platforms. - Analytical skills… more
- TD Bank (New York, NY)
- …analytical models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities ... include: + Validates Financial Crime Risk Management (FCRM) models for Trading Surveillance...performance/ risk /governance issues + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …Business lines + Driving projects improving and maintaining tools supporting the electronic trading control framework + Assist in the onboarding of new automated ... trading activities + Assist in risk assessment...advisory support, leadership direction and guidance to assigned Business Analyst resources, stakeholders an executives of the projects and/or… more
- JPMorgan Chase (Jersey City, NJ)
- …of study plus 5 years of experience in the job offered or as Trading Services, Financial Analyst , or related occupation. Skills Required: This position requires ... trade lifecycle, including trade capture, settlements and reconciliation. Maintain control of settlement services by closely monitoring Domestic and International… more
- S&P Global (New York, NY)
- …the organization expands its use of Generative AI tools. In particular, the Analyst will participate in risk -based activities, including reviewing large data ... Role/The Team:** The role of the Generative AI Monitoring Analyst is to design and execute a monitoring program...within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as a critical… more
- Raymond James Financial, Inc. (New York, NY)
- …corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the ... and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: Marex is seeking a Fixed Income Operations Analyst who will support the Credit, Rates, MBS, Repo, Fixerd Income Prime ... tasks(s). The team places a strong emphasis on its control framework ensuring controls are followed and always evaluated...to ensure accurate processing of all credit and rates trading activity. + Monitor and resolve customer unaffirmed trades,… more
- Citigroup (New York, NY)
- …of the core library used by the Product Quant team to develop models used by Trading , Risk Managers and Cross Asset functions. As a member of the QuantDev team ... The Quantitative Analyst is a seasoned professional role. Applies in-depth...**Responsibilities:** + Develop analytics libraries used for pricing and risk -management + Create, implement, and support quantitative models for… more
- Bank of America (New York, NY)
- …Work with other groups as needed, including Middle Office, Sales and Trading , Technology, Compliance, Operational Risk , and Enterprise Capital Management to ... Data Support Sr. Analyst Charlotte, North Carolina, United States;New York, New...group. Proactively monitor and remediate incoming data used in risk measurement and reporting. Ensure the completeness, validity, and… more
- JPMorgan Chase (New York, NY)
- …Financing desk, you will be immersed in a dynamic working environment, supporting trading activity, pricing, risk -management on a diverse portfolio of complex ... As a Quantitative Research Analyst - Associate supporting the Rates Fixed Income...traders, model testing and documentation, model deployment, pricing and risk investigation, product-specific analysis, software and trading … more
- Mizuho Corporate Bank (New York, NY)
- …data, investigating authoritative sourcing of data, conducting data analysis to support risk assessments, and implementing data control measures to safeguard ... Mizuho's Finance businesses. Role Title: Finance Domain Data Quality Analyst As a Finance Domain Data Quality Analyst...+ Analyze large datasets to identify trends, patterns, and risk factors that may impact the organization. + Perform… more
- Mizuho Corporate Bank (New York, NY)
- … Analyst will identify and implement technical capabilities in support of Model Risk and a data control framework. Additionally, the individual will work ... Join Mizuho as a Transaction Monitoring Functional Analyst ! In this role you will bridge business...Project Support: Collaborate with cross-functional teams including Compliance, IT, Risk , and external vendors to define project scope and… more
- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... Quantitative Financial Analyst New York, New York;Atlanta, Georgia; Newark, Delaware;...relating to financial modelling and model uses, particularly in trading models, market risk models and Counterparty… more
- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance program, focusing… more
- TD Bank (New York, NY)
- …stress testing, and liquidity reporting.** **The QMA team works closely with front office trading and sales to deliver on their risk management, valuation and ... processes** **Coaches I mentors other team members as appropriate** **Demonstrates governance, control and risk management behaviors in alignment with TD… more
- TD Bank (New York, NY)
- …+ Support new business initiatives and the implementation of system enhancements. + ** Control & Risk Management** + Maintain strong operational controls and ... Fixed Income Operations team supports the end-to-end trade lifecycle for TD Securities' trading and investment activities. As TD builds a new Whole Loan business,… more
- Bloomberg (New York, NY)
- …company. Internal Audit partners with teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. This ... Internal Audit - Data Analytics Analyst Location New York Business Area Accounting and...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough-we… more
- TD Bank (New York, NY)
- …Trading Business Management (TBM), Market Risk and Model Development (PnL, Risk , VaR), Market Risk Control , Operations/Data Services, Front Office, ... team, we work to deliver value for our clients every day. The Senior Analyst Project Delivery - TDS will support the end-to-end delivery of the project's… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as a GRC Analyst ! Key Responsibilities: Audit/ Risk Assessment + Communicate with auditors to answer questions and provide clarification + ... Certificate Holder of CISA (Certified Information Systems Auditor) or CRISC (Certified in Risk and Information Systems Control ) is preferable, but not required +… more
- Insight Global (Jersey City, NJ)
- …for internal business partners and external customer relationship management, change and risk management and control , within the context of the approved ... Job Description The Corporate Actions Analyst will require an independent, self-motivated individual that...FIS platforms. Provides daily Operational support functions to BMO trading /lending desks as well as the underlying Swap Prime… more