- Motion Recruitment Partners (Newport Beach, CA)
- Compliance Manager - Financial Industry newport beach, California **Hybrid** Contract $60/hr - $65/hr We're looking for a strategic, tech-savvy leader to ... drive key initiatives that elevate global compliance program. Reporting to senior leadership, you'll spearhead critical technology efforts and streamline processes… more
- Wells Fargo (Los Angeles, CA)
- …position offers a hybrid work schedule + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... **About this role:** Wells Fargo is seeking a Principal Relationship Manager for the Financial Sponsors Coverage team within Specialized Industries as a part of… more
- LA Care Health Plan (Los Angeles, CA)
- …standards. This position is responsible for other ongoing tasks as assigned by the Manager of Financial Compliance . These assignments may include claims data ... Financial Compliance Auditor III Claims Job...of medical records systems applications. Knowledge of the insurance industry 's trends, directions, major issues, regulatory considerations and trendsetters.… more
- Rincon Consultants (Los Angeles, CA)
- Rincon Consultants, Inc. is seeking a **Senior Stormwater Compliance Manager ** to join our Environmental and Earth Systems team! This role requires QSD and QSP ... certification and experience with stormwater compliance for traditional and linear construction projects. The ideal...Directors, and engages with clients as a Senior Project Manager to ensure effective communication and service + Lead… more
- CH Robinson (Los Angeles, CA)
- CH Robinson is looking for a Strategic Program Manager to join our team. In this role, you will lead, coordinate, and enhance our global compliance programs, ... sanctions, as well as fostering a robust culture of compliance across all regions. **_This position offers the flexibility...foundation of our business, and our benefits support your financial , family and personal goals. We provide the top-tier… more
- Insight Global (Los Angeles, CA)
- Job Description Insight Global is looking for a Compliance /Operations Manager for an investment firm in Los Angelos, CA. As a Compliance Officer, you will be ... responsible for ensuring our firm's compliance with all applicable federal and state regulations, including...program. o Assist in the completion of the Annual Financial Statements and Audit. o Work with the firms… more
- Virgin Galactic (Tustin, CA)
- Virgin Galactic is seeking an Export Compliance Manager with a strong background and experience in space-related regulations, including EAR, ITAR, OFAC, FCPA, to ... and clearing export controlled material. + Work with stakeholders to identify compliance issues and obtain authorizations for compliance with other rules… more
- AECOM (Los Angeles, CA)
- …Description** **Position Overview:** We are seeking a dynamic and analytical Finance Manager to lead financial planning, analysis, and functional support ... requires a strong blend of strategic thinking, people leadership, and hands-on financial modeling. The Finance Manager will collaborate across departments, guide… more
- The Walt Disney Company (Burbank, CA)
- …potential compliance challenges + Ability to stay up to date with industry trends, emerging laws and new compliance requirements + Effective at managing ... followed + Educate user community to minimize risk **Team Description:** The GIS Compliance team oversees ongoing security programs to evaluate the health of TWDC's… more
- Robert Half Finance & Accounting (Costa Mesa, CA)
- … reports, preparing interim and year-end audit work papers, submitting lender and tax compliance reports, as well as other financial reports to management and/or ... Description * We are seeking an experienced Reporting Manager with 4+ years of experience in real...real estate or investment management whose strengths lie in financial analysis and reporting * Ability to prioritize and… more
- Panasonic Avionics Corporation (Irvine, CA)
- …**Responsibilities** **The Position:** Leadership responsibility for the Company's general and financial reporting function and audit in compliance with US ... the entertainment to your flights? Panasonic Avionics Corporation is #1 in the industry for delivering inflight products such as movies, games, WiFi, and now… more
- Banc of California (Santa Monica, CA)
- …clarity, focus and motivation to achieve branch excellence. Supports the Branch Manager in achieving superior financial results and expanding existing ... should consist of branch management operations and/or lending experience within the financial services industry . + Prior experience in a Supervisory position… more
- Wells Fargo (Los Angeles, CA)
- …to travel up to 50% of the time + Obtaining and/or maintainingappropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing ... Relationship Manager within Commercial Banking's Food & Agribusiness Specialized Industry Group. Primary coverage on food and agribusiness companies with revenue… more
- Bank of America (Pasadena, CA)
- …should be directly involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements ... Merrill Market Supervision Manager Pasadena, California **Job Description:** Merrill Wealth Management...other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients… more
- Aristotle Capital Management (Los Angeles, CA)
- …position requires prior experience in a similar role with a large asset manager , deep knowledge of the investment management industry , and expertise in ... mission is to help our clients reach their long-term financial goals with active portfolio management using our research-driven...currently seeking a Vice President, Content Strategy & RFP Manager to join our team. As the VP, Content… more
- Raymond James Financial, Inc. (Los Angeles, CA)
- …three (3) to five (5) years Operations Manager experience in the financial services industry . ~or~ * An equivalent combination of experience, education, ... 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA -… more
- Wells Fargo (Beverly Hills, CA)
- …share the value of digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Wells Fargo (Pasadena, CA)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or ... and coach on operational risk **Required Qualifications:** + 4+ years of Financial Services Industry experience, or equivalent demonstrated through one or… more
- Banc of California (Santa Ana, CA)
- …and/or financial services industry preferred. + Certified Regulatory Compliance Manager (CRCM) designation preferred. **HOW WE'LL SUPPORT YOU** + ** ... is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and… more
- Deloitte (Los Angeles, CA)
- …tax consulting and compliance services to clients in the Real Estate industry sector. You will work directly with the client, manage the tax engagement team, ... Deloitte's Real Estate Services Tax practice as a Tax Manager . What You'll Do Deloitte Tax Managers use their...and developing strong client relationships on various federal tax consulting/ compliance engagements in the real estate industry .… more