- Citigroup (New York, NY)
- ** Regulatory and Exam Management , VP - Hybrid** _The Operations & Technology (O&T) Chief Operating Office (COO) is a driving force in delivering value to ... COO enables the organization to execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the O&T Regulatory … more
- MUFG (New York, NY)
- …and MUFG Government and Regulatory Affairs Office + Support end-to-end regulatory exam management , including meeting scheduling, organization of document ... managing staff functions. + Background in regulatory relations / regulatory exam management and knowledge of heightened regulatory environment.… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet) **Job:** **Other* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit ... support of WM & ISG clients and seek a Vice President as part of the US...Exam Support: * Provide support & guidance to management to prepare them for regulatory examinations… more
- SMBC (Jersey City, NJ)
- …Within the Compliance Operations Department, the KYC Procedures and Governance Oversight Vice President is responsible for promoting oversight and control within ... and Oversight Director, the KYC Procedures and Governance Oversight Vice President will assist in promoting overall...up to date. + Coordination for project and program management regulatory concerns and providing guidance during… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Vice President in the Liquidity Risk Management division of Risk Management , you ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...pockets of risk which require investigation. + Participate in regulatory exam reviews and address regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- As a Firmwide Allowance Control Manager - Vice President within Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the...review actions taken to remediate issues + Manage the regulatory exam and internal/external audit activities for… more
- Citigroup (New York, NY)
- …issues identified during regulatory engagements, including the various stages of the exam management lifecycle. + Monitor the full lifecycle of identified ... meetings with business unit personnel, and collaborating with senior management to provide guidance on regulatory matters...with senior management to provide guidance on regulatory matters and communication. + Provide regular updates to… more
- Morgan Stanley (New York, NY)
- …Business Risk Management organization. He or she will be responsible for aiding the Vice President ( VP ) and Executive Director (ED) of the team as they ... in each of its business segments- Institutional Securities, Wealth Management , and Investment Management . Morgan Stanley, through...estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... this position will have a dotted line to the President , Park Avenue Securities. Reporting into the PAS Chief...and applicable rules and regulations from within a current regulatory environment + Excellent project management skills… more
- City of New York (New York, NY)
- …Transactions Senior Project Manager to join our team. Under the direction of the Vice President for Transactions, the Senior Project Manager is responsible for ... the successful execution of development initiatives. Key responsibilities: 1. Project Management : - Oversee and manage multiple PACT transactions, ensuring alignment… more
- Morgan Stanley (New York, NY)
- …might be the right team for you. *Your Key Responsibilities:* As an experienced Director/ Vice President Risk Ranking Specialist in GFC, you will: * Assist with ... Enterprise Customer Risk Ranking (ECRR) program to meet new or evolving regulatory requirements, industry best practices and Firm/GFC risk tolerances. * Work with… more