- NYS Housing Trust Fund Corporation (New York, NY)
- …+ Assist the Section 3/MWBE Coordinator and FEHO director in compliance and reporting with all aspects of federal laws and regulations regarding Section 3 and ... MWBE program requirements. + Conduct follow-up calls and emailing regarding reporting requirements to internal and external stakeholders. + Schedule and coordinate… more
- BlackRock (New York, NY)
- **About this role** **An associate is required to join the External Reporting team to** assist with the day-to-day operations related to Corporate Controls and ... Consolidation responsibilities. The wider External Reporting /Corporate Controls group works on the.../Corporate Controls group works on the quarterly earnings release, SEC -related filings, EPS and share count calculations, preparation of… more
- Robert Half Finance & Accounting (New York, NY)
- …the 206(4)-7 annual review and amendments to Form ADV and other applicable regulatory reporting requirements with the SEC , SFC and FCA + Managing and monitoring ... Half Financial Services are currently recruiting for a Compliance Associate role at a global Investment firm based in...the FCA (United Kingdom), SFC (Hong Kong) and 1940 Act/ SEC (United States). The role requires 3 days per… more
- Grant Thornton LLP (New York, NY)
- …instruments + Analytical and technical skills including proficiency in US GAAP, SEC reporting rules and standards, accounting transactions, or mergers and ... As an Accounting Advisory Senior Associate , you will be responsible for teams that...initial public offerings + Preparation of financial statements and SEC filings including 10-Ks, 10-Qs, 8-Ks and preparation of… more
- SMBC (Jersey City, NJ)
- **Role Description** The Third-Party Management Operations Associate will be joining our Third Party Management Operations team, which sits within the Procurement ... with applicable rules and guidance impacting the TPRM program including OCC, FBR, FDIC, SEC , FFIEC, FINRA; in addition to other US regulators (eg, NY Department of… more
- Neuberger Berman (New York, NY)
- …and oversight of third-party service providers; and + Regular interaction with and reporting , both written and verbal, to the funds' Boards of Directors/Trustees + ... results oriented environment + Experience working at or leading an inspection by the SEC or FINRA, and responding to general regulatory requests or inquiries + ETFs,… more
- JPMorgan Chase (Jersey City, NJ)
- …City working with other JPMC functions, including Basel Measurement & Analytics (BM&A), SEC Reporting Team, Firmwide Regulatory Reporting & Analysis (FRRA), ... Ratios. The team also perform Quality Assurance testing on the Firm's Capital reporting framework and are involved in projects, including those related to enhancing… more
- Broadridge Financial Solutions (Newark, NJ)
- …Policy team within the controllership function of Broadridge Financial Solutions, reporting to the Assistant Corporate Controller. The accounting policy function ... is a great opportunity to develop your technical accounting and financial reporting knowledge while gaining exposure to senior level executives. Responsibilities: +… more
- Morgan Stanley (New York, NY)
- …functions. In conjunction with the Senior Risk Officer (SRO) and the Associate /Regional Risk Officer (ARRO/RRO), the National Risk Officer has accountability for ... and is a non-revenue sharing position that has dual reporting to the Head of the Centralized Review Unit...Head of the Centralized Review Unit (CRU) and the Associate Regional Risk Officer (ARRO). Finally, this position will… more