- Citigroup (Jersey City, NJ)
- …(CEER) Director reports directly to the Head of Global AML Regulatory Reporting, Insights & Integration. This individual understands the program standards ... Country Risk and Compliance Officers[CRCO]), while also enhancing the control points for of the AML Account...global AML account closure trends. The Compl AML Core Director (Mgr) manages multiple teams… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the Enhanced Due Diligence program. The ... Director will support the execution of the Firm's EDD...Service & Relationship Management, which is responsible for managing internal and external client relationships. We do this by… more
- Capital One (New York, NY)
- …on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless focus on quality ... United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- Citigroup (New York, NY)
- The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This ... and the Global COO to implement the risk and control framework and policies, and partners with functions that...cover Information Security, Continuity of Business, Fraud, Data, Compliance, AML , and Records Management, along with the Operations and… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 220,000.00 - 250,000.00 _Please note that the Salary Range shown is ... across industries! We work together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit is a member of the US… more
- Scotiabank (New York, NY)
- Director , US GTB Strategy & Business Management **Requisition ID:** 205642 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. **Position: Director , US Global Transaction Banking (GTB) Strategy & Business Management** Global… more
- Scotiabank (New York, NY)
- Associate Director , US Global Capital Markets, COO **Requisition ID:** 206211 **Salary Range:** 225,000.00 - 225,000.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. **Title: Associate Director , US Global Capital Markets COO** **Global Banking and Markets** Global… more
- Citigroup (New York, NY)
- …client base to identify emerging needs for solution sets and work with internal partners including Product Management and Client Solutions to deliver solutions to ... credit, operational, compliance, and reputational risks (this includes responsibility for the AML /KYC and credit approval processes) + Be familiar with and adhere to… more
- MUFG (New York, NY)
- …Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control , AML Advisory and other stakeholders + Partner ... AML Advisory & other stakeholders; + Collaborate & handle requests from FLoD Control Office, SLoD, TLoD (ie Internal Audit); + Attend appropriate training &… more
- Scotiabank (New York, NY)
- …vendor relationships for the portfolio + Collaborating with the Technology, Sales, Pricing, AML , Risk, Compliance, Internal Control teams (and other support ... Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. The Product Manager - US Deposit Products… more
- SMBC (Jersey City, NJ)
- …channels of communication with business and other units to understand fraud risks and internal control mitigants for each area. + Develops relevant KRIs/KPIs and ... portfolio of benefits to its employees. **Role Description** Reporting to the Director of FCC Program Management, the FCC Program Management Vice President is… more
- City National Bank (Jersey City, NJ)
- …others' thinking or approaches in a constructive manner.Advises stakeholders on internal control and governance matters and conducts proactive and ... auditing standards, COSO and risk assessment practices. + Strong understanding of internal control concepts and application of such. + General working knowledge… more
- TD Bank (New York, NY)
- …supervision meetings, as well as Co-Head directs supervisory meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance ... also fit for purpose. The role reports to the Director , Global Markets Supervision (Equities), and will provide primary...is effective. This position also works with management / control function partners (eg Risk, Legal, Compliance, AML… more
- SMBC (Jersey City, NJ)
- …as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess risk identification / mitigation ... team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a Compliance… more
- Scotiabank (New York, NY)
- … internal policies and procedures including those relating to AML /ATF/Sanctions, Anti-Bribery & Anti-Corruption and Global Sales Principles + Champion and ... leverage broader Bank relationships, systems and knowledge + Support the Director , Anti-Bribery & Anti-Corruption, in the ongoing development, maintenance, and… more