• Brokerage Supervision Advisor

    Guardian Life (Pittsfield, MA)
    …the securities industry? Do you also enjoy working from home? If so, the Supervision and Business Risk ("SaBR") team is seeking a positive professional who will be ... responsible for performing suitability reviews for life, annuities, brokerage and advisory products and oversight through testing of the tasks completed by the… more
    Guardian Life (04/20/24)
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  • Suitability Principal - Elite Services

    MassMutual (Springfield, MA)
    …Our strategy includes growing and retaining our most successful and influential advisor population across the country and supporting them with an operational ... back-office review and firm-acceptance of new and existing submissions related to Brokerage , Direct and Third-Party Advisory accounts. + Review trading activity of… more
    MassMutual (05/02/24)
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