- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ... + Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business activities. + Establish,… more
- City National Bank (Charlotte, NC)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate … more
- City National Bank (Charlotte, NC)
- …for new or revised laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results and lead line of business to remediation plans. + Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position within Credit Risk Management with ... Government Banking, Depository Financial Institutions (DFI) and Education Non-Profit (ENP). The Senior Credit Approval Officer will be responsible for review and… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... rigor to significant operational risk remediation activities. The ORM Remediation Senior Officer is responsible for challenging the quality, sufficiency,… more
- Wells Fargo (Charlotte, NC)
- …independent risk management (IRM) risk pod partners comprised of Business Aligned Compliance Officer (BACO) and Operational Risk Business Oversight (ORBO) to ... . **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk Officer who will...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... Determines the accuracy of assigned internal credit risk ratings, non- compliance with CNB policies and procedures, loan weaknesses so...experience as a commercial lender, regulator or credit review officer + Minimum of 5 years of MS Office… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist. This role aligns to the Corporate Risk organization, supporting the Independent ... and business acumen, and functional knowledge of procedures, risks, controls, compliance , testing, assessment of findings, escalation and reporting. + Possess… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates financial analysis and reporting process ... spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. Takes a new perspective on existing solutions to… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Charlotte, NC)
- …the following job description:** Lead the implementation and direct an effective compliance risk management program that sets forth the framework through which the ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island; ... finance and the associated products and services. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness of existing solutions… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II Chicago, Illinois;New York, New York; San Francisco, California; Boston, Massachusetts; Providence, Rhode ... their goals, their current performance, and their needs. The Leasing Credit Officer II uses this client knowledge to assess the appropriateness of existing… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II Charlotte, North Carolina;Chicago, Illinois; Auburn Hills, Michigan **Job Description:** At Bank of America, ... their goals, their current performance, and their needs. The Leasing Credit Officer II uses this client knowledge to assess the appropriateness of existing… more
- Wells Fargo (Charlotte, NC)
- …including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing. + Critical Thinking and Analytical skills. **Job Expectations:** ... role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part...team. This position will report to the Data Testing Senior Manager. **In this role, you will:** + Successfully… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer to join the Climate Risk Oversight team, part of Strategic Enterprise Risk Management ... . The Climate Risk Oversight team is seeking a Lead Enterprise Risk Officer to support the design, implementation and ongoing execution of the company's Climate… more
- Wells Fargo (Charlotte, NC)
- … management + Articulate, poised and comfortable in direct interaction with senior lines of business partners, Compliance , Independent Risk Management, and ... role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group...and provides oversight and escalation of existing and emerging compliance and operational risk issues + Create a culture… more
- Truist (Charlotte, NC)
- …within the Risk Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent ... periodic quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some… more
- City National Bank (Charlotte, NC)
- …lagging performance indicators. + Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and other senior bank management. + Front Line ... **CREDIT RISK REVIEW OFFICER RETAIL CREDIT RISK 2LOD** **WHAT IS THE...THE OPPORTUNITY?** Responsible for ensuring the accuracy, completeness, and compliance of the mortgage and HELOC files in the… more