- Capital One (Mclean, VA)
- Associate Broker Dealer Risk Specialist **The Associate Risk Specialists supporting Capital One's Commercial Broker Dealers are highly ... risks to the Company using various compliance surveillance tools and methods. The Associate Risk Specialist's primary responsibilities will be to provide support… more
- Ankura (Washington, DC)
- …commercial lending, mortgage lending, consumer collections agencies and securities/brokerage [ broker dealer , registered investment advisor, exempt registered ... abreast of regulatory changes. We are seeking a Senior Associate , License Maintenance, to join the team. Ideally this...rapidly, able to recognize and escalate technical client or risk issues to project lead; + At ease multi-tasking… more
- Ankura (Washington, DC)
- …commercial lending, mortgage lending, consumer collections agencies and securities/brokerage [ broker dealer , registered investment advisor, exempt registered ... licensed US money transmitters. We are seeking a Senior Associate , Licensing Acquisition, to join the team. Ideally this...rapidly, able to recognize and escalate technical client or risk issues to project lead; + At ease multi-tasking… more