- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Global Treasury Management Compliance .** Learn ... more about the career areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer , you will promote a strong Compliance culture… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... programs, risks, and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer will act as the delegate for the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate ... standards, and executing group specific testing. The IT&V team is seeking a Lead Independent Testing Officer to support the IT&V Enterprise Functions (EF)… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer supporting our Consumer Lending group. This role is part of the Evidence ... operating effectiveness assessment experience to the Front Line. This role will lead a team of assessors that perform evidence-based control evaluations, and other… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join our Shared Service Operations Control Management Group. ... situations requiring solid understanding of the function, policies, procedures, or compliance requirements that influence and lead broader work team… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer in Strategic Enterprise Risk Management (SERM) as part of Enterprise Risk ... risks and helps the company address those risks. **In this role, you will:** + Lead the execution and aggregation of the Enterprise Risk Report (ERR) + Act as an… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Lead Control Management Officer as part of the Marketing Channels, Execution, Sales ... Platforms Team **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad impact + Act as key participant in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our regulatory operations control group. This position, sitting within ... identification and sustainable mitigation of risk. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to provide primary control support for the RSNIP (Retail Sales of Non-bank ... and business controls to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current and emerging risks… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer for our Payments Operations Control Team. This role will define and deliver ... risks are captured properly as they arise. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad impact.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer to support the Operational Risk business aligned oversight of Wells Fargo's ... developing strong working relationships with key senior business, audit, legal, compliance and risk leaders. + Demonstrated experience with enterprise risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer to join the Technology and Information Security Risk Management (TISRM) group, part ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or… more
- Wells Fargo (Charlotte, NC)
- …environment + **Job Expectations:** + Candidates will be required to work on site in compliance with our hybrid model + Onsite presence is required 3 days a week at ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Morgan Stanley (Charlotte, NC)
- …influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead , mentor, and supervise ... our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer … more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm response, crisis management, ... opportunity to work closely with the Regional Security Manager, the Security Officer Team Lead , and contract security officers. Your role will be crucial in… more
- Truist (Charlotte, NC)
- …review the following job description:** Represents TIH's Chief Information Security Officer and Enterprise Cybersecurity Office as a cyber champion to promote ... ISO security strategy and governance processes across TIH. 4. Manage the Risk Compliance Self-Assessment (RCSA) process and all SOX and SOC reporting; oversee audit… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... environment, with understanding of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB GMC Associate. + Able to soundly manage… more
- First Horizon Bank (Charlotte, NC)
- …reporting of internal ESG initiatives to ensure timely completion of strategy/goals. + Lead the company's compliance with SEC Climate Disclosure Rule and other ... Responsibilities Include** **General** + Serve as the company's sustainability officer responsible for developing, executing, monitoring and reporting on… more