• Trade Compliance Specialist

    Trane Technologies (Davidson, NC)
    …! **Job Summary:** Assume responsibility for delivery and execution of trade compliance data governance program in support ... compliance regulatory requirements. + Ability to seamlessly share trade compliance data with other functional stakeholders, including Engineering,… more
    Trane Technologies (03/27/24)
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  • Lead Institutional Investment Operations…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Asset Services team as part of Corporate and Investment ... and external counterparties to ensure complete understanding of events and ensuring data flows are correct with respect to event processing. + Communicate with… more
    Wells Fargo (05/21/24)
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  • Capital Markets Operations Specialist III

    Truist (Charlotte, NC)
    …include working on core operational tasks including Client On-Boarding, Trade Capture, Securities Settlement and Clearance, Confirmations, Client Support or ... environment, multi task with strong communication skills, and to enter data correctly and efficiently is essential. Additional responsibilities include internal… more
    Truist (05/15/24)
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  • Compliance & Op Risk Manager - EQ/Futures

    Bank of America (Charlotte, NC)
    Compliance & Op Risk Manager - EQ/Futures New...trading desk to include order placement and routing, market data , and the full trade life cycle, ... quality of alerts using expertise of product-specific market microstructure and supporting data . + Improve the Surveillance program by identifying critical order /… more
    Bank of America (04/13/24)
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