- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust, Wells ... Commissioned Bank Examiner designation + Experience in portfolio management , investment strategy, broker/dealer operations, wealth management , fiduciary… more
- US Bank (Charlotte, NC)
- …products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the Audit Director for Wealth ... Management and Investment Services, the Senior Audit Director and the Chief Audit Executive,...service cyclical risk-based audit plan including asset management , institutional investment services, personal trust services… more
- US Bank (Charlotte, NC)
- …strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment Services team. This role will support ... Manager is also responsible for partnering with US Bank's Wealth Management and Investment Services...US Bank's Wealth Management and Investment Services businesses and other Risk/Compliance/ Audit (RCA)… more
- US Bank (Charlotte, NC)
- …strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment Services team. + This role will support ... Auditor is also responsible for partnering with US Bank's Wealth Management and Investment Services...US Bank's Wealth Management and Investment Services businesses and other Risk/Compliance/ Audit (RCA)… more
- Truist (Charlotte, NC)
- …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in...* 8 or more years of sales and client management experience in Wealth Management … more
- Truist (Charlotte, NC)
- …rules, regulation, priorities and trends 6. Extensive knowledge of brokerage and investment advisory product and business offerings 7. Audit experience 8. ... job description:** Engage with Business Unit leadership in its management of risks and controls as well as its...activities, trends, and events pertaining to risk, regulatory and audit reviews. Continue to promote various risk initiatives and… more
- US Bank (Charlotte, NC)
- …Audit Manager the Asset Management team and the Audit Director of Wealth Management and Investment Services in providing the Audit Committee ... are seeking an experienced candidate that has strong knowledge of audit , risk management (specifically investment risk) and regulatory expectations at large… more
- US Bank (Charlotte, NC)
- …Chief Information Office collaborates with business partners (Consumer and Business Banking, Wealth Management and Investment Services, Corporate and ... and discover what you excel at-all from Day One. **Job Description** US Bank Corporate Audit Services (CAS) is seeking a strong candidate to join our growing team of… more
- Bank of America (Charlotte, NC)
- …for evaluating the design and execution of business processes/controls associated with Wealth Management activities (eg Private Bank and Merrill Wealth ... , Trust and Estate Settlement Services, Philanthropic Solutions, among other Wealth Management areas. Additional activities would include data extraction… more
- Truist (Mooresville, NC)
- …knowledge of a broad range of personal financial planning/advisory/insurance and investment management /asset allocation concepts and understanding of retail ... financial planning analysis. Proactively work with the financial advisor on assigned investment accounts for adherence to investment and asset allocation… more
- Truist (Charlotte, NC)
- …at a corporate level 9. Experience in the financial services industry, Wealth Management , Corporate Investment Banking, Commercial Banking, Commercial ... 2. Eight years of experience in a financial institution with emphasis on risk management , audit and/or line of business specialty 3. Solid knowledge of risk… more
- Wells Fargo (Charlotte, NC)
- …Consumer Banking and Lending, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management . Wells Fargo ranked No. 47 on ... the US We provide a diversified set of banking, investment and mortgage products and services, as well as...Risk Management Program and present to Executive Management . Respond to requests from Internal Audit … more
- Fifth Third Bank, NA (Charlotte, NC)
- …degree required. + Minimum of 10 years' experience in the investment management /advisory, institutional/personal trust, custody, or brokerage industry. + ... and opportunities. Assist in driving consistent fiduciary behavior within Wealth & Asset Management and ensuring compliance...an effective workflow. + Partner with Legal, Compliance, Risk Management , and Audit to ensure the implementation… more
- Bank of America (Charlotte, NC)
- …reviewing activity in Global Markets - Bank of America Securities ("BofAS), and Global Wealth Investment Management - Merrill Lynch, Pierce, Fenner & Smith ... risks in alignment with the Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance...to analyze data using SQL + CAM Certification + Audit and/or Economic Sanctions experience + CFE Certification +… more
- Deloitte (Charlotte, NC)
- …in specific sectors including Health Care & Life Sciences, Digital Banking & Payments, Investment & Wealth Management , Insurance, Telecom, Media and Energy & ... business needs and facilitate business transformation leveraging enterprise content management platforms. + Developing current state enterprise content management… more