- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Business Analysis* **Title:** * Regulatory Specialist, Client Onboarding AVP * **Location:** *New ... Morgan Stanley is a leading global financial services firm providing a wide range...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Citigroup (New York, NY)
- **Position Overview:** Citi's Global Broker-Dealer Legal Entity Treasury team is seeking a highly qualified AVP candidate to support Broker-Dealer funding, ... and oversight requirements within the Treasury organization. **Team Description:** The Global Broker-Dealer Legal Entity Treasury team reports to the Global… more
- Bank of America (New York, NY)
- Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized Products. Key responsibilities include analysis and… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments- Institutional Securities, Wealth ... The US Bank Subsidiaries seek an Assistant Vice President ( AVP ) to join the First Line Business Risk team...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley is a global financial services firm that maintains significant market positions in each of its business segments: Institutional Securities, Wealth ... clients and customers, including corporations, governments, financial institutions and individuals. The AVP will report to the Senior Privacy Risk Officer of the US… more
- Morgan Stanley (Purchase, NY)
- Morgan Stanley ("MS") is a global financial services firm that conducts its business through three principal business segments-Institutional Securities Group (ISG), ... Global Wealth Management via Wealth Management (WM), and Asset...Risk Management Team is seeking an Assistant Vice President (" AVP ") who will report to the US Banks Incident… more
- Morgan Stanley (New York, NY)
- …transformation initiatives enabling the support of new GCM business, complying with global regulatory changes and realizing time savings through efficiency and ... the Team Manager to run strategic projects for the global Syndicate Operations functions, supporting Global Capital...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management ... Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business… more
- Citigroup (New York, NY)
- … regulatory communication. **Key Responsibilities:** + Draft narratives to support regulatory commitments and multi-year global loan operations initiatives. + ... best practices across Citi, driving closer alignment between our business and regulatory goals. The Lending Transformation Program (LTP) is a key initiative within… more
- Citigroup (New York, NY)
- …custody and asset servicing solutions to investor clients through a global network of sub custodians. The domestic business provides clearing, settlement, ... custody & asset servicing to global financial institutions through a proprietary branch network spanning Asia, EMEA and the Americas. The Core Custody Product team… more
- Northwell Health (New York, NY)
- …and control; billing and payroll; third party reimbursement and contracting; regulatory cost reporting, internal auditing and budget coordination and forecasting. * ... applications to improve efficiencies; interprets and standardizes all fiscal and regulatory reporting standards to ensure compliance with government and … more
- Citigroup (New York, NY)
- …+ Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in partnership with product partners and Relationship Managers (RM)s + ... Helps clients to access Citi's global network, locating local coverage and product support across...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (New York, NY)
- …forums and frameworks to establish and govern policies and starts for global Finance processes + Participates in assessing and incorporating changing business, ... regulatory and market information needs into finance processes and...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Morgan Stanley (Purchase, NY)
- …the design and development of comprehensive action plans as required (eg regulatory , strategic, transformation initiatives or policy implementations.) * Create ... Morgan Stanley is a global financial services firm that conducts its business...Morgan Stanley. *Primary Responsibilities:* The Financial Crimes Governance Support AVP will be responsible for managing the firm's issues… more
- The Hartford (New York, NY)
- …Join our team as we help shape the future. Reporting to the AVP of Alternative Distribution, the Managing Director will provide direct underwriting leadership, sales ... will include: Sales, Agency, and Underwriting Management + Ensuring functional and regulatory integrity of the book of business as well as overall compliance… more