- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... **Job Overview:** Regulatory & Supervisory Management proactively supports the TD Securities Global Markets ' businesses to achieve: sustainable business… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... Description:** **Preferred Qualifications:** We are looking for a Vice President, Municipal Securities Compliance Advisory to join our team in New York. The ideal… more
- SMBC (New York, NY)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $190,000 - $215,000 USD TD is committed to providing fair… more
- Citigroup (New York, NY)
- North America Securities Services Sales is seeking a seasoned client coverage / relationship salesperson to be responsible for: (1) overseeing the strategic ... clients; and (3) identifying / pursuing prospective clients of the firm's Securities Services business. **Responsibilities:** + Deeply understand and be able… more
- TD Bank (New York, NY)
- …etc **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... role **Job Description:** TDS Treasury is part of Global Markets in TD Securities , and manages the...apply in wholesale + Deep understanding of the capital markets industry including products and services . +… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...of our culture. *Department Profile * Morgan Stanley's Institutional Securities Group is underpinned by complex trading technology which… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Bank of America (New York, NY)
- Global Operations Markets Support Specialist-Trade Control -Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... services for non FICC businesses. Within FDCO, the teams provide multiple services such as FICC trade control , Foreign Exchange (FX) electronic matching and… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... role **Job Description:** **Preferred Qualifications:** We are looking for a Director, US Markets Compliance Advisory to join our team in NYC. The ideal candidate… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... investors come to Morgan Stanley for sales, trading, and market -making services in almost every type of...Securities and Structured Products Group ("SPG"). The Business Control Unit within FID supports the Division by managing… more
- Bank of America (New York, NY)
- …Financial Crimes Risk program. The role will be focused on activity in Global Markets - Bank of America Securities ("BofAS), and Global Wealth Investment ... Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk...compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk… more
- TD Bank (New York, NY)
- …**Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose ... strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of...trading + Knowledge of Corporate Investment Banking and Capital Markets + Strong knowledge of applicable securities … more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... of the department and the business. **Purpose** The NatWest Markets US Client Services team is responsible...experience across a wide range of regulatory requirements (AML/KYC, securities rules, Dodd Frank, etc.) + Ability to manage… more
- Bank of America (New York, NY)
- …and Competencies:** * 5-7+ years' experience working with fixed income products and services * Strong knowledge of Swaps/Derivative Market * Strong understanding ... Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
- Capco, a Wipro Company (New York, NY)
- …on client site to deliver change initiatives for leading clients across Financial Services , particularly the Capital Markets space. **What You'll Get to Do:** ... projects as needed by client. + Maintain awareness of market trends and present to client leadership. + Actively...with You:** + 10+ years of experience in Capital Markets and Securities related businesses required +… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... Client Management, Risk & Control , and COO teams to respond to change, market and technology events, and driving improvements to processes and services . The… more
- Scotiabank (New York, NY)
- Manager, US Control Room **Requisition ID:** 207608 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range shown is a guideline only. Salary ... in an inclusive and high-performing culture. **Global Banking and Markets ** Global Banking and Markets (GBM) is...our clients an important bridge to this key global market for trade and investment flows across the Americas… more
- Marex (New York, NY)
- …Merchant ("FCM"), providing clearing services across energy, commodities, and financial securities markets . In 2023, Marex was one of the 10 largest ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market ... to clients in the energy, commodities and financial markets . The Group provides comprehensive breadth and depth of… more