- Novo Nordisk Inc. (Stamford, CT)
- About the Department The Clinical, Medical and Regulatory (CMR) department at Novo Nordisk is one of the most diverse and collaborative groups within the ... organization. From health-care-provider interactions and developing and implementing regulatory strategies with the FDA to providing medical education and collecting… more
- Morgan Stanley (New York, NY)
- …*10 years of professional experience in financial services with focus on audit or regulatory risk & compliance; 15 years preferred *Experience with regulatory ... team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be...**Other* **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Group Manager - Technology and Data lead manages multiple teams through other managers. Excellent communication skills are ... governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk &...job-related duties may be assigned as required. **Job Family Group :** Risk Management **Job Family:** Business … more
- Citigroup (New York, NY)
- …in Microsoft Office (EXCEL), SAS, R, Python or other programing languages **Job Family Group :** Risk Management **Job Family:** Risk Analytics, Modeling, and ... to develop are widely available to all. Background This role sits in Enterprise Risk Analytics (ERA), and will review and challenge the stress testing process, which… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Sr. Manager , Risk - Enterprise Valuation Group (EVG) Capital One's Commercial ... teams providing business enterprise valuations across various industries for regulatory and risk management purposes + Work...York City (Hybrid On-Site): $172,900 - $197,300 for Sr. Risk Manager Candidates hired to work in… more
- HSBC (New York, NY)
- … regulatory issues, providing challenge and governance to mitigate regulatory risk . Global Regulatory Policy Manager - Liquidity continuously monitors ... risk , liquidity risk , securitisation, market risk , etc. Global Regulatory Policy Manager...complex transactions and new products to ensure compliance with Group and local regulatory policies, ensuring all… more
- HSBC (New York, NY)
- …issues, including the establishment of interpretations and governance processes to mitigate regulatory risk . GRPA also monitors new rule developments and other ... New York City area may be considered. As our Manager Global Regulatory Policy you will: +...complex transactions and new products to ensure compliance with Group regulatory policies + Provide technical support… more
- TD Bank (Stamford, CT)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... May be responsible for providing support for other major risk areas (eg Market, Credit, Reputational and/or Regulatory...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Scotiabank (New York, NY)
- …self-identified issues. This person will serve as a Technology Partner for the US Regulatory Relations, US Operational Risk Group , Compliance and other US ... Senior Manager , Regulatory Technology **Requisition ID:** 198629...risk management) + Prior experience with US IT Regulatory exams and remediation execution in a financial institution… more
- Deloitte (Stamford, CT)
- Financial Services Risk Management Manager Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which include the ... critical to the success of our clients. As a Manager , you will have opportunities to: + Learn how...Learn how to identify, evaluate, and prioritize business, operational, regulatory , and technology risks as well as risk… more
- SMBC (New York, NY)
- …and regulations to create policies, procedures and reporting that reduce regulatory risk . Communicate analytical data effectively. **Qualifications and Skills** ... SMBC Group is a top-tier global financial group...of benefits to its employees. **Role Description** Using existing risk models and guidelines, work with business unit to… more
- US Bank (New York, NY)
- …audit executive that has strong knowledge of audit, risk management, risk and control frameworks, and regulatory expectations at large financial ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position that is responsible for coordination… more
- Citigroup (New York, NY)
- …analytical discipline with strong relevant experience + Certifications like Professional Risk Manager (PRM), Project Management Professional (PMP) and/or ... Risk Senior Project Manager partners with...macro level topics while providing thought leadership on fulfilling regulatory obligations. Senior Project Managers in the Risk… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** We are looking for an experienced audit manager who will lead model and model risk audits from the 3LOD and ... SMBC Group is a top-tier global financial group...all levels within the organization. + Understanding of applicable regulatory standards (including Model Risk (SR 11-7)).… more
- Citigroup (New York, NY)
- …or equivalent is required; an advanced degree is a plus (not required) **Job Family Group :** Risk Management **Job Family:** Risk Policy **Time Type:** Full ... The Banking and International Risk (BIR) Policy & Governance team directly supports...Procedures to ensure efficient management of multi-disciplinary processes and regulatory requirements. As a key member within the WCR… more
- Citigroup (New York, NY)
- …tasks may include managing external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages ... administrative duties in conjunction with the team, including financial, staffing, quality, risk and regulatory matters + Execute vendor management activities,… more
- Citigroup (New York, NY)
- … Officers responsible for the respective risk stripes, and product and regional risk managers. The Senior Audit Manager is a senior level management position ... regulations; applies a broad and comprehensive knowledge of high risk areas including: project/program management; regulatory compliance..., Liquidity and Treasury Risk and Capital Risk ._ **Job Family Group :** Internal Audit **Job… more
- Scotiabank (New York, NY)
- Senior Manager , US Non-Investment Grade Credit Risk **Requisition ID:** 198410 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets...**What You'll Bring** + In depth non-investment grade credit risk expertise; + Understanding of US regulatory … more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Model Risk Audit Manager with a minimum of 8 years' experience in the ... SMBC Group is a top-tier global financial group...performing or reviewing model validations. + Understanding of applicable regulatory standards (including Model Risk Management (SR… more
- Citigroup (New York, NY)
- Operational Risk Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work within ORM's Global Markets ... Team, partnering with Global Equities business and Product Control. The Operational Risk Manager will provide hands-on support to Equities Business Units,… more
