- EY (New York, NY)
- …Treasury-related reporting including stress testing and LCR experienceRisk assessment , prioritization, and analysis of critical risk areasAccounting change, ... the following areas is a positive: Assessment and redesign of business, risk and control processesRefinement of target operating models particularly within… more
- EY (New York, NY)
- …upon phases of project governance, requirements definition, vendor selection, business cases, risk analysis, customization, testing , training and rollout of a ... by IDC as a Leader in the latest IDC Worldwide Cloud Professional Services Vendor Assessment Report and over its seven-year cloud journey EY has one of the largest… more
- MUFG (New York, NY)
- …execution of policy and standards control testing activities + Liaise with risk assessment team and other stakeholders to ensure control testing ... identification and assessment of operational and technology risk , effective design and evaluation of controls ,..., and sustainable solutions to mitigate operational and technology risk . Control testing is an… more
- SMBC (New York, NY)
- …required timelines, with appropriate updates to policies, procedures, and controls . + Risk and Control Self- Assessment (RCSA): Oversee the RCSA process ... benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing ,...and Regulatory Change Management. Additionally, the position oversees the Risk and Control Self- Assessment (RCSA)… more
- Scotiabank (New York, NY)
- …respective GBM business lines. + Develop, maintain, and enhance the first line testing methodology including risk assessment criterion of scheduling, ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...Control is responsible for developing, planning, and executing testing of key controls and assess their… more
- Deloitte (Stamford, CT)
- …include process improvement, operating model design and implementation, risk assessment and management, and controls testing engagements across ... markets organization or broker-dealer, including execution and oversight processes, risk assessment , reporting, controls , testing , and data analytics +… more
- SMBC (New York, NY)
- …relevant aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer ... team leader is expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members. This position is… more
- Citigroup (New York, NY)
- …crucial role in supporting definition and implementation of Data Risk Control Framework, associated processes for Data controls , and monitoring and reporting ... This role will support multiple leaders within the Data Risk Controls organization and assist them with...Legal, Operations and other cross functional partners to support assessment of the data control environment and… more
- SMBC (New York, NY)
- …**Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department Americas ... will report to the Director who serves as Compliance Risk Assessment team leader and will assist...the Compliance Department, including with respect to documenting key controls as well as driving monitoring and testing… more
- Tradeweb (New York, NY)
- … Management Framework program elements (eg, risk identification and assessment , risk measurement, control testing , risk event management, issue ... risk reporting etc.) while providing a partnership with Risk and Control Owners to better identify,...and procedures, and creating RACMs + Strong background in control testing including work paper documentation +… more
- Weill Cornell Medical College (New York, NY)
- Title: Assistant Controller, Financial Risk & Internal Controls Location: Midtown Org Unit: Financial Reporting and Analysis Work Days: Monday-Friday Exemption ... enhance and continuously improve the design and operating effectiveness of the controls , documentation, assessment , and review procedures. + Identify potential… more
- Citigroup (New York, NY)
- …issues, concerns and corrective action plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk ... risks and root causes are sufficiently addressed + Draft testing strategies and review workpapers to ensure controls...adherence and monitoring. + Keep Management aware of the risk and control environment of the Business… more
- Citigroup (New York, NY)
- … gaps; drive remediation of identified control gaps and record these controls in Manager's Control Assessment (MCA); establish ongoing monitoring of ... (FCDO) Assessment Unit including identification of inherent risk and monitoring controls + Manage implementation...and the facilitation of the execution of the Manager Control Assessment (MCA, ie, Risk … more
- Citigroup (New York, NY)
- …partners in the execution of the various processes and transformation programs around the Manager Control Assessment (MCA, ie Risk & Control Self- ... ) as required by the MCA Standard including the assessment and appropriate approval of risk associated...quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control … more
- Bank of America (New York, NY)
- …+ Reviews and challenges FLU/CF process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related to themes or trends, while ... Compliance and Operational Risk Manager- Control Room Charlotte, North...centralized issues tool + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- HSBC (New York, NY)
- …+ Relevant experience in control testing , Internal Audit, Internal Controls and Risk assessment . Experience in Financial Service industry or ... Controls + Work closely with key stakeholders (eg Control Owners, CCOs, etc.) to agree control ...discipline with strong academic background + Demonstrable knowledge in control testing and risk management,… more
- Bank of America (New York, NY)
- …within the LOB or ECF through ongoing monitoring and testing of controls , identifying issues and control improvements for remediation, and building out ... the Business Controls infrastructure. + Support multiple " Risk and Control Programs" across GM in...with Program Manager, for specific " Risk and Control Programs" **Responsibilities:** + Leads the assessment … more
- Citigroup (New York, NY)
- … effectiveness, including periodic testing , through contribution to the Manager's Control Assessment (MCA) framework. + Track and communicate progress to CCB ... Corporate Banking and Investment Banking. The NAM CCB In-Business Risk & Controls (IBRC) organization is an...Control Forum (BRCF). + Address Internal Audit, Compliance Testing and regulatory requests, and analyze lessons learned to… more
- Citigroup (New York, NY)
- …periodic monitoring and testing routines as part of the Manager's Control Assessment (MCA) framework. + Prepare and refresh business procedures documents ... Corporate Banking and Investment Banking. The NAM CCB In-Business Risk & Controls (IBRC) organization is an...line of defense) and drives consistency for addressing operational risk and control issues, and ensuring a… more
- Bank of America (New York, NY)
- …and challenges the FLU/CF process, risk , control (PRC) inventory and FLU/CF Risk & Control Self- Assessment (RCSA) related to EAC themes or trends + ... Management (CORM) Program including but not limited to monitoring, testing , targeted risk assessments, policy updates, report...process, risk , Single Process Inventory and FLU/CF Risk and Control Self- Assessment related… more
