- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- TD Bank (New York, NY)
- …support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer ( CCO ) in ensuring the ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Coinbase (Trenton, NJ)
- …*What you'll be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the ... and alignment. Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring...or accounting / finance experience. * Experience as a Chief of Staff Job #: P73201 *Pay Transparency Notice:*… more
- Prime Therapeutics (Trenton, NJ)
- … compliance communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The … more
- Prime Therapeutics (Trenton, NJ)
- … Committee and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal - Remote **Job Description** The Compliance Principal is… more
- Prime Therapeutics (Trenton, NJ)
- …collect, prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight) - Remote **Job Description** The Senior… more
- Prime Therapeutics (Trenton, NJ)
- …process and program and advises on areas of organizational risk + Supports the Chief Compliance Officer 's reporting to the Corporate Compliance ... our passion and drives every decision we make. **Job Posting Title** Director, Compliance (Regulatory) - Remote **Job Description** The Director of Compliance is… more
- Danaher Corporation (New York, NY)
- …to accelerate your development in a high-integrity environment. This position reports to the Chief Compliance Officer and is part of the Legal and ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the execution of… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- NBC Universal (New York, NY)
- …communication skills, and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal ... This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and...role in shaping and implementing the company's ethics and compliance program. This is a high-impact role responsible for… more
- Coinbase (Trenton, NJ)
- …Ability to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer ... business * Build robust, scalable, and resilient solutions that keep Coinbase in compliance with a variety of financial regulations * Define the roadmap to scale… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Enrollment Management staff + Act as liaison with the AACPM Student Affairs Officer + Develop and maintain positive relationships with faculty, students, alumni and… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... + Oversee and administer all testing services (TEAS, ATB, placement), in compliance with governing regulations. + Oversee the development and implementation of… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... of this internship you will be assigned work with one of our legal/ compliance offices located at: Touro University, New York Medical College, Touro University… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Maintenance, Creating a Safe, Effective Environment, Motivating Others, Legal Compliance , Quality Focus, Bedside Manner, Clinical Skills, Pain Management,… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... pricing. + Act as a liaison between vendors and management to ensure compliance and resolution of concerns. + Office Management and Event Coordination + Coordinate… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... achieve departmental objectives, and to review course outlines and exams to ensure compliance with course syllabi. + Implements revisions to course syllabi in order… more