- Citigroup (New York, NY)
- The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. The job requires a broad and comprehensive ... to operate effectively across diverse businesses Experience with and previous exposure to internal or external control functions and regulators (incl. the US);… more
- Citigroup (New York, NY)
- The Compliance Anti-Money Laundering ( AML ) Risk Management Senior Director is a senior management level position responsible for establishing internal ... + Serve as contact point for regulators and Citi internal audit staff for AML matters including...+ Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Compliance & Risk… more
- TD Bank (New York, NY)
- …more specific details for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist ... Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML mandates...+ Determines and decides policy and/or action based on internal and external industry developments for AML … more
- Citigroup (New York, NY)
- …across other ICG businesses and the ICG Financial Crime Risk team to share control best practices and manage AML and ABC risk holistically across ICG. ... policies, procedures, laws, and regulations. In addition, properly functioning internal controls enable management to deal with today's rapidly...and procedures + Represent the TTS businesses on key control initiatives in AML & ABC +… more
- Citigroup (New York, NY)
- …to resolution with senior stakeholders** **Experience with and previous exposure to internal control functions and regulators within the US; particularly banking ... assess new products and services in Wealth for inherent AML risk and determine that an appropriate control...leaders.** **Liaise with US and foreign regulators and Citi internal audit staff for AML matters, as… more
- Guidehouse (New York, NY)
- …of this strategic initiative to aggressively growing the GIC practice. + Evaluating internal control structures to help identify weaknesses and associated risks. ... and ensure that there are the optimal range of AML solutions to meet client needs as well as...and ability to relate to range of senior level internal and external stakeholders. + Elevated level of business… more
- Wells Fargo (New York, NY)
- …all begins with you. **About this role:** Wells Fargo is seeking a Financial Crimes Director to join the AML Policy Office group within Financial Crimes Risk ... career areas and business divisions at wellsfargojobs.com . The Financial Crimes Director will oversee experienced professionals with a focus on developing and… more
- Scotiabank (New York, NY)
- …Regulatory Operations and Controls, US AML Risk Program Office, US FIU, the GBM AML Risk team and US Internal Audit. **What You'll Do** + Ensures all aspects ... activities conducted are in compliance with governing regulations and internal policies and provides subject matter expertise and assists...by the US BSA/ AML Officer and US BSA/ AML Program Director . + Champions a customer… more
- Capital One (New York, NY)
- …on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless focus on quality ... United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function...a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk management is effective across… more
- Scotiabank (New York, NY)
- Director , Corporate Sales, New York - Global Transaction Banking Sales Requisition ID: 200983 Join a purpose driven winning team, committed to results, in an ... inclusive and high-performing culture. **Title: Director , Corporate Sales, New York - Global Transaction Banking...are executed / delivered in compliance with governing regulations, internal policies, and procedures. **What You'll Do:** + Own… more
- Wolters Kluwer (Trenton, NJ)
- …financial consumer protection laws, as well as Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) and Office of Foreign Assets Control (OFAC) requirements. You ... File Reviews, CRA self-assessments, CRA and HMDA Data Integrity Reviews, and BSA/ AML independent reviews. + Perform transactional testing in support of CMS reviews… more
- Morgan Stanley (New York, NY)
- …governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance ... team for you. *Your Key Responsibilities:* As an experienced Director /Vice President Risk Ranking Specialist in GFC, you will:...the ECRR model and partner with the Model Risk Control Team to perform root-cause analysis of anomalies. *… more