- TD Bank (New York, NY)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (New York, NY)
- …the bank's financial reporting and operations. Reporting to the Head of Financial Controls , the Senior Manager is responsible for ensuring effective ... and advice to various internal and external stakeholders. The Financial Controls team is a newly established...AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational… more
- Citigroup (New York, NY)
- …or product breadth). The Treasury and Trade Solutions (TTS) Domestic Payments & Express Controls , Regulatory Management Senior Manager is a senior individual ... Risk Events, Control reviews) + MCA - Manager Control Assessment (both BAU oversight and...Bachelor's/University degree; Masters preferred + 10+ years in the Financial Services industry, experience with Controls , Enterprise… more
- Citigroup (New York, NY)
- …that can be tailored to meet clients' needs. The Investor Services Head of Controls and Regulatory Management (C-16) will be tasked with leading and managing ... This person will be a vital member of the Controls and Regulatory **Responsibilities:** + Lead Investor...the Services Exco by providing expertise on risk and control and regulatory subjects. + Strong communication… more
- TD Bank (Mount Laurel, NJ)
- …credit card laws, rules, and regulations + Experience writing, reviewing and challenging regulatory controls + Strong written and verbal communication skills to ... of first line controls ; + End to end completion of the regulatory compliance risk assessment which includes review and challenge of inherent risk ratings for… more
- TD Bank (Mount Laurel, NJ)
- …specialized procedures and/or issues (eg tax, accounting principles, reconciliation/reporting/ financial controls /finance processes etc.) + Identifies variances ... operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **S&P Global Corporate** ** Manager , First Line Technology Controls Testing** **The Team:** Digital Solutions ... and manage trigger events + Ensure compliance with operational standards and regulatory compliance efforts. + Oversee SOX/SOC controls mapping and reporting… more
- American Express (New York, NY)
- …Knowledge of financial and regulatory reporting. + Experience in financial analytics, reporting, data analytics, data controls and understanding of data ... of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L...Assurance reviews which include: + Process review to identify control gaps and improvement opportunities for regulatory … more
- BMO Financial Group (New York, NY)
- …US governance framework(s). **Overall Accountabilities** **:** Regulatory /Exam Focus = 60% Financial Crisis Management = 20% Risk & Controls = 10% Strategic ... : Vice President will work directly with the Director, Regulatory & Financial Crisis Management (OCOO) to...regulatory and compliance concepts + Strong understanding of regulatory control concepts + Strong understanding of… more
- Bank of America (Pennington, NJ)
- …adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... and testing of controls by evaluating data to identify issues and control improvements for remediation + Implements optimized controls and enhanced Quality… more
- American Express (New York, NY)
- …and reporting. Corporate Functions Control Management is looking for a ** Manager of Governance, Regulatory Change Management** , focused on ensuring ... multiple partners across numerous business units, functional areas, and geographies. The Manager will primarily be responsible for ensuring regulatory changes… more
- TD Bank (New York, NY)
- …The team will be responsible for maintaining, executing, and providing oversight of the financial controls for all TDS business lines. The team will also provide ... for this role. **Job Description:** **Job Posting Title:** Senior Manager , Product Control - Securities Financing/Prime Services/Prime... financial analysis and advice to key control … more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... major technology programs including design, build, test, deployment and control phases in an agile methodology * May include...experience * Minimum 7 years leading legal, governance and/or regulatory programs in the financial services industry… more
- TD Bank (Mount Laurel, NJ)
- …processes and controls and connects the dots across issues and control deficiencies across various BUs in order to increase standardization of solutions, ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Protects the interests of the organization - identifies and… more
- JPMorgan Chase (New York, NY)
- … Control Self-Assessment, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk. + Verify key ... The Control Manager Vice President provides leadership...degree or equivalent experience required. + 7+ years of financial service experience in controls , audit, quality… more
- TD Bank (Mount Laurel, NJ)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Citigroup (New York, NY)
- …Annual Self-Assessment in EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of key markets-wide ... needs of our clients. **Team Overview** E-Trading Risk and Controls (ETRC) is a First-Line risk team which is...+ Oversee the design and operation of the E-Trading Manager Control Assessment (ie RCSA) for ETRC… more
- JPMorgan Chase (New York, NY)
- As a Digital Risk and Control Manager - Credit Products Lead, you will support Financial & Digital Credit Lending Product Managers in transforming credit and ... execution of the Control and Operational Risk Evaluation (CORE), ensuring that controls become a natural part of the product development lifecycle, to reduce … more
- JPMorgan Chase (New York, NY)
- …on the high-visibility Zelle General Management team, you'll be a key product manager contributing to the daily operations of Zelle for Chase customers. This team ... General Management Team, you will be a key partner leading and maintaining our controls and risk management framework which govern our delivery of Zelle at Chase.… more
- American Express (New York, NY)
- …a clear methodology of inherent and residual risk. GCS is looking for a Sr Manager of Control Management Risk Assessment focused on ensuring control ... partners across numerous business units, functional areas, and geographies. **The Sr. Manager , Control Management Risk Assessment will:** + Provide additional… more