- Scotiabank (New York, NY)
- …We work together to drive ambition for every future! **Purpose** The Director of AML Risk Assessment and Controls is responsible for leading the development, ... International Risk Management + Ensure the AML risk assessment and controls framework...Senior Leadership Engagement + Provide executive-level reporting on AML risk assessment outcomes, control effectiveness,… more
- Citigroup (New York, NY)
- … in EMEA). + Co-ordination with the E-Trading businesses of the Manager Control Assessment ie RCSA + Project management of key markets-wide E-Trading ... and contributing to the enhancement of the E-Trading related risk control framework, through strategic control...Oversee the design and operation of the E-Trading Manager Control Assessment (ie RCSA) for ETRC and… more
- Citigroup (New York, NY)
- …Escalation and socialization, New Product and Business Practice reviews, Managers Control Assessment (MCA) Oversight and quality execution, issue management ... be tailored to meet clients' needs. The Investor Services Head of Controls and Regulatory Management (C-16)...manage Investor Services' complex global business to drive the risk and control function, uplift risk… more
- SitusAMC (New York, NY)
- …evaluating, monitoring, and controlling Market, Credit, Contingent, Operational and Settlement Risk to ensure comprehensive and effective control and independent ... firm and for our shareholders, applying appropriate governance and control to ensure the right decisions are made using...ensure the right decisions are made using accurate calculation, assessment and recording of exposure and risk .… more
- Citigroup (New York, NY)
- …activity/process. This includes the development and execution of Monitoring and Testing for controls , such as control design assessment , design of ... the overall Controls Testing Utility for effective assessment of control design, designing control...control design. + Engage business owners to review Activities- Risk - Controls and gain a thorough understanding of… more
- Amalgamated Bank (New York, NY)
- …(AML)/Office of Foreign Assets Control (OFAC) Policy, conducting the BSA/AML/OFAC Risk Assessment , and reporting Suspicious Activity Reports (SARs) to OFAC ... America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects...+ Maintain and update all Fraud policies, procedures, and risk assessment frameworks to ensure compliance and… more
- Scotiabank (New York, NY)
- …and build relationships with stakeholders across Product, Technology, Design, Analytics, Operations, Risk , Controls , Finances, and the Lines of Business to ... Director & Head , Payments Strategy and Planning **Requisition ID:** 217179...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more
- Wells Fargo (New York, NY)
- …real time, effective and responsive approach across incident awareness, impact assessment , triage/mitigation and after-action reviews. **In this role you will:** ... identify where innovative technology can quicken incident response and assessment of impacts as well as look for innovative...what is right + Identify, review and analyze key risk indicators and develop action plans as needed +… more
- Citigroup (New York, NY)
- …Strong partnership with Front Office businesses, Operations, Middle Office, Compliance, Risk & Controls , Development and Infrastructure + Commitment to leadership ... **Team/Function Overview:** The Global Head of Market Operations Tech (MOT) production management...of business continuity and aiding in architectural design and assessment for critical batch and feed oriented work streams… more
- S&P Global (New York, NY)
- … testing and monitoring methodology. + Lead the inherent risk assessment across various technology processes + Oversee controls testing across various ... customers. **Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in...is utilized and delivering quality work + Perform Residual Risk Assessment and manage trigger events +… more
- Bank of America (New York, NY)
- …purpose, results, and success. + Risk Manager: Inspects and challenges risk controls , governance and culture to ensure the timely identification, escalation, ... Global FX and Futures Execution/Clearing businesses reporting to the head of Global Markets Compliance and Operational Risk...risks in a timely manner. **Responsibilities:** + Oversees the assessment of risks, associated controls and their… more
- Scotiabank (New York, NY)
- …the Director provides communication expertise and advice to Information Security and Control (IS&C), IT Risk Transformation leaders, and key stakeholders, by ... Director, Cyber & IT Risk Communications **Requisition ID:** 217384 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline… more
- Citigroup (New York, NY)
- …timely assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer, the Citigroup Chief Credit Officer, senior management and regulators on ... the effectiveness of credit, capital and collateral risk management and the ability of the Business and...capital reporting is also preferred. **Responsibilities:** + Assist the Head of COBRA and Head of Markets… more
- American Express (New York, NY)
- …to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, ... perspectives across IAG to help with the Third Line's assessment of the Company's Risk Transformation efforts...relevant Audit Leader and Portfolio General Auditor. + Assist Head of Risk Transformation PMO to develop,… more
- Bloomberg (New York, NY)
- …stakeholders to develop systems and technology solutions for theprogram + Contributeto risk assessment and testing programs to help assess potential ... lessons learned strategies + Supportthe Global Regulatory Engagement Lead and the Head of Risk and ComplianceShared Services, by: + Strengtheningthe regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment , audit plan including the completion of continuous ... + Collaborate both formally and informally with other corporate risk and control functions to ensure activities...+ Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and… more
- SMBC (New York, NY)
- … matters, such as the New Business / Product Approval process and Risk & Control Self- Assessment (RCSA) coordination. **Role Objectives: Interpersonal** ... employees. **Role Description** SMBC Capital Markets, Inc. (CM) is seeking a Market Risk Governance Associate within its Risk Management Department. This role… more
- SMBC (New York, NY)
- …expectations (ie NYS DFS 500, FFIEC, etc ) + Knowledge of audit techniques, risk and internal controls assessment , and workpaper standards. + Strong ... data security and risk management to promote front-to-back collaboration across risk assessment and findings remediation. * Partner with audit colleagues in… more
- SMBC (New York, NY)
- …regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment , and workpaper standards. Ability ... data security and risk management to promote front-to-back collaboration across risk assessment and findings remediation. + Partner with audit colleagues in… more
- S&P Global (New York, NY)
- …appropriate risk category, and mitigating controls are identified through proper risk assessment + Lead efforts in periodic reporting of issues to senior ... customers. **Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in...Information Technology. + 6+ years of experience in technology risk management and internal controls implementation, including… more