• Head of Conflict of Interest

    SMBC (New York, NY)
    …portfolio of benefits to its employees. **Role Description** The Head of Conflict of Interest (CoI) management for the Compliance Department plays ... a pivotal role in ensuring the robust CoI management and oversight of SMBC Americas Control Room (CR)....of our operations. **Role Objectives** + **Manage Conflicts of Interest ** : Oversee the implementation of the SMBC Americas… more
    SMBC (04/27/24)
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  • Head of Data Assurance

    S&P Global (New York, NY)
    …prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance ... Level (for internal use):** 14 **The Team:** The Data Management team is responsible for the end-to-end operational ...Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal securities… more
    S&P Global (06/04/24)
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  • GTIL Strategic Sourcing Manager

    Grant Thornton LLP (Iselin, NJ)
    …operating processes. + Self-starter and able to direct self without much management intervention. + Conflict resolution skills. + Consistent thought leadership ... other departments, and at times other global contracts. Reporting directly to the Head of IT Procurement, this role provides operational expertise in completing the… more
    Grant Thornton LLP (06/08/24)
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  • Associate Director, Marketing Manager

    S&P Global (New York, NY)
    …prohibition and remediation of positions when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance ... relevant personas within your assigned sectors. Reporting to the Head of Global Event Marketing & Marketing, Americas, you...within S&P Global, presenting your expertise and insights to management and other divisions. **The Team / The Business:**… more
    S&P Global (05/05/24)
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  • Senior Manager, Compliance Testing

    Scotiabank (New York, NY)
    …& Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of ... applicable to all of Scotiabank's US broker-dealer, banking, investment management activities, corporate functions, and other financial services activities. The… more
    Scotiabank (05/29/24)
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