- Mizuho Corporate Bank (New York, NY)
- …testing and reports for issues (eg regulatory , third-party and internal audit ) related to Regulatory Reporting areas of focus and provide feedback ... + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk...a sound understanding of the financial services industry, including audit , financial, regulatory reporting , risk… more
- TD Bank (Mount Laurel, NJ)
- …, planning and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities ... and resilience + Delivers insightful analysis and reporting to support internal management and fulfill external regulatory requirements + Identifies and… more
- Mizuho Corporate Bank (New York, NY)
- …s in performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of broker dealer ... The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem from data quality as… more
- SMBC (New York, NY)
- …which involves extensive knowledge over US GAAP and FRB/FDIC regulatory reporting requirments. + Direct and supervise audit from inception to completion ... lead audit coverage of CFO fucntion within Internal Audit Department (IAD). The ideal candidate...ideal candidate will be responsible for leading financial and regulatory reporting audits as an Auditor In… more
- Bank of America (New York, NY)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and- Regulatory -Business-Control-Manager\_25029267) **Job Description:** At Bank of America,… more
- Mizuho Corporate Bank (New York, NY)
- About The Team The Internal Audit Department Americas (IADA) provides internal audit services to the branches, representative offices and agencies of ... reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). Data Analytics Function's...of risks and controls within Capital Markets.Experience preferred in Regulatory Reporting testing and validation. Has knowledge… more
- Mizuho Corporate Bank (New York, NY)
- …with issue testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit ) related to equity & ... liquidity, compliance, conduct, financial crime, technology, credit risk, market risk, regulatory reporting , know your customer (KYC) and client onboarding… more
- Mizuho Corporate Bank (New York, NY)
- …establishing the testing approach, preparing testing documents and reports for issues (eg regulatory , third-party and internal audit ) related to IT ... areas of focus. + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit … more
- Citigroup (New York, NY)
- …area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from ... responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with...the delivery of reports outlining IA's contributions, and oversee audit 's coverage and reporting on common high… more
- General Motors (Trenton, NJ)
- …procurement, executive communications, global risk assessment, and supporting the VP of Internal Audit and Strategic Risk Management in connecting strategies ... quality assurance and improvement program. * Design and deliver training programs for the internal audit staff. * Collaborate with leadership team to align … more
- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business ... to develop approaches for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or… more
- American Express (New York, NY)
- …accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key … more
- American Express (New York, NY)
- …Finance, Business administration, or equivalent + Strong knowledge and appreciation of Internal Audit regulatory standards and industry best practices ... group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key … more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... us define the future of American Express. **About the Internal Audit Group at American Express** Our...close activities and consolidation, general ledger management, accounting and reporting (SEC and US regulatory reporting… more
- Scotiabank (New York, NY)
- …area. + At least 8+ years' experience in Compliance, Compliance Audit , Regulatory body, or related consulting experience + Internal or external audit ... critical part in ensuring our trading activities comply with regulatory standards and internal policies. The successful...in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit … more
- SHI (Somerset, NJ)
- …in accounting, finance, or a related field is required + Minimum of 7 years of experience in internal controls or internal audit + Ability to lead a team of ... Description** Include, but not limited to: + Develop and maintain a robust internal control environment that meets regulatory requirements and aligns with… more
- Amalgamated Bank (New York, NY)
- …Chief Audit Officer (DCAO) in leading, overseeing, and strategically enhancing the internal audit function by embedding data analytics and AI into audit ... regulations and ethical standards. Additionally, the position will strategically enhance the internal audit function by embedding data analytics and AI into… more
- American Express (New York, NY)
- …ensuring our cybersecurity operations and incident response program functions align with internal audit requirements, external regulatory expectations, and ... are seeking a highly organized and strategic Manager of Audit and Regulatory Coordination to join our...as the primary liaison between all cyber operations teams, internal audit , compliance, and external regulators, ensuring… more
- US Bank (New York, NY)
- …Function - Other is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director. This role ... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,...stakeholder reporting for completeness, consistency with other internal audit material and accuracy of the… more
- Citigroup (New York, NY)
- …level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in coordination with the Audit ... global compliance risk management, the related control frameworks and Internal Audit validation efforts across the end...IA function and general reliance being placed on IA's audit work. Meets specific regulatory requirements relating… more