- TD Bank (Mount Laurel, NJ)
- …assessment, reporting and other activities** + **Centralized policy and reports inventories** + ** Internal Audit , regulatory exam , and ongoing ... the US CCO and the Compliance Executive Team** **The Audit and Exam Management team of US...remediation of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit ,… more
- Mizuho Corporate Bank (New York, NY)
- …7+ years in data governance and regulatory reporting; second-line, internal audit , or regulatory exam interaction preferred. + Deep understanding of ... internal and external examinations (eg, by regulators or internal audit ) and contribute to the development...Regulatory Reporting, Data Owners, IT Risk, Compliance, and Internal Audit to provide oversight for remediation… more
- Capital One (New York, NY)
- …assessments executed by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and ... of business by:** + Providing input on business AML regulatory requirements + Providing guidance on business policies, standards,...OR at least 5 years of experience in an audit or legal role supporting fraud or Anti-Money Laundering… more
- TD Bank (New York, NY)
- …guidelines and standards for testing, monitoring, risk assessment, reporting and other activities; Internal Audit , regulatory exam , and ongoing ... setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in… more
- American Express (New York, NY)
- …with the second-line Global Risk & Compliance (GRC) teams. The **Vice President (VP) of Regulatory & Audit Exam Management** will be responsible for the ... team's work related to engagement with and deliverables to internal audit , second line of defense and...to ANEB leadership to keep leadership apprised of key regulatory and audit topics. + Act as… more
- Citigroup (New York, NY)
- …applications (Excel, Word, PowerPoint) + Experience in regulatory and Internal Audit interaction, exam management/coordination, and issue management/ ... requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or...resolution **Job Family Group:** Compliance **Job Family:** Regulatory Liaison & Exam Management **Time Type:**… more
- Citigroup (New York, NY)
- Serves as a Regulatory and Exam Manager for Internal Audit 's Regulatory Management team responsible for the promotion, support, monitoring and ... we are connecting the dots across IA + Manages Internal Audit professionals, recruits staff, leads professional...**Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison & Exam Management **Time Type:**… more
- American Express (New York, NY)
- …accordance with American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering ... 3 years of experience in a consumer and/or enterprise regulatory compliance role within internal /external audit...with other enterprise / operational risk management processes including regulatory exam management / regulatory … more
- American Express (New York, NY)
- …American Express. **How will you make an impact in this role?** American Express' Internal Audit Group (IAG) is a worldwide function with approximately 300 team ... support our Winning Aspiration to be a world class internal audit function that: + Provides data-driven...standards, budgets and deadlines + As applicable, lead related exam interactions with various regulatory bodies +… more
- Capital One (New York, NY)
- …across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on ... of experience in banking or in financial services + 4+ years experience in internal audit or risk management (can be combined with Big Four external Audit … more
- Citigroup (New York, NY)
- …**Qualifications:** + Minimum eight (8) years of relevant experience + Knowledge of the regulatory engagement process or internal audit + Experience leading ... management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to … more
- American Express (New York, NY)
- …stake holders, support AXP wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others. + Lead a ... track of positively collaborating, influencing, and extensively coordinating with internal and external partners. + Excellent written and verbal...in Finance/Accounting. CPA is a plus. + Knowledge of regulatory audit or process review is a… more
- American Express (New York, NY)
- …initiatives, reviews, and audits eg, Federal Reserve Exam , Internal Audit Group review and others. * Support regulatory reporting to ensure compliance ... financial and regulatory reporting. * Knowledge of regulatory audit or process review is a...track of positively collaborating, influencing, and extensively coordinating with internal and external partners. * Excellent written and verbal… more
- TD Bank (Mount Laurel, NJ)
- …Bachelor's degree required + 10+ years' experience required preferably in Risk Management, Regulatory , or Audit in the financial services industry + Proven ... **Depth & Scope:** + Obtains clarifications and full understanding of formal regulatory requests and reviews for assigned business lines on more complex… more
- State of New York Mortgage Agency (New York, NY)
- …Planning, Accounting and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and Information Technology Services. ... coordinate HCR's wide array of support services. Job Summary: Under supervision of VP Internal Audit or his/her designee, audit and evaluate the safeguarding… more
- American Express (New York, NY)
- …provide input to regulatory reporting and engagement with regulators. + Internal Audit Group to demonstrate successful completion of business remediation ... your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in...accurate, timely and complete. + Provide strategic guidance to internal stakeholders and others on engaging with regulators and… more
- City National Bank (Trenton, NJ)
- …post-purchase audits, repurchase requests, and investor communications * Familiarity with regulatory exam processes and documentation standards * High level ... Prepare complete and accurate loan files for submission to internal and external auditors, regulatory agencies or...platforms (eg, Encompass, Empower, Black Knight) * Experience supporting internal or external audit functions * Working… more
- City of New York (New York, NY)
- …- Engineering Audit , - Vendor Contract Audits & Risk Management, - Internal Audit /Risk Management, - Non-Public Schools Audit & Special Projects, ... are reachable on the open-competitive list (Associate Project Manager, Exam No. 3110) are eligible to apply. DCAS's mission...to learn more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the… more
- TD Bank (Mount Laurel, NJ)
- …in alignment with risk appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM ... management in delivery of initiatives related to risk assessment, internal /external exam support, etc. **Depth & Scope:**...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory… more
- Citigroup (New York, NY)
- …conflicts. + Lead the management of regulatory examinations, including pre- audit preparation, coordination with internal stakeholders, and post- exam ... requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and… more