- Neuberger Berman (New York, NY)
- Neuberger Berman delivers comprehensive investment management products and services to a broad base of clients, from individuals to mid-sized businesses to large ... 40 Act Mutual Funds, UCITS Funds, and Private Funds. Investment management strategies and products cover a...and alternative asset classes and risk/return profiles. As an Internal Auditor , you will play a key… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank seeks a dedicated Senior Internal Auditor to be r esponsible for performing audit assignments including planning, conducting interviews, ... department and the Bank. + Provides timely communication to Internal Audit Management and informs them of...is preferred: + Certified Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance… more
- Capital One (New York, NY)
- …Master's Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory ... Principal Auditor (Experienced Senior Auditor ), Corporate Compliance...the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. + You… more
- Mizuho Corporate Bank (New York, NY)
- …Possesses at least 10 years of relevant work experience, including in internal auditing or external auditing, risk management , supervisory examinations, or ... principles, practices and techniques, the concepts of risk, risk management , internal control and compliance, and the...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Mizuho Corporate Bank (New York, NY)
- …Kong and Singapore, IADA reports to and composes the overseas arm of MHBK's Internal Audit Division (IAD). SUMMARY: The Risk Management Audit Team is looking ... - Communicate results and discuss issues, challenges and methodologies with internal audiences including senior management . Technical Skills (Essential) -… more
- MetLife (New York, NY)
- …meaningful independent assurance and advice, while advocating for risk management and internal controls. We're looking for a Senior Auditor who would be ... Role Value Proposition: Internal Audit (IA) is an independent global organization...performing audits of MetLife's Insurance Investments and Global Risk Management (GRM) functions. GRM includes Investment Risk,… more
- Guardian Life (Holmdel, NJ)
- …of controls and provide value-add audit recommendations to various levels of management on improving the internal control environment. This position is ... Join Guardian as a Lead Auditor , supporting the Head of Investments and Corporate...and writing value-added audit conclusions, presenting findings to both Internal Audit and business management , to proactively… more
- Bank of America (Pennington, NJ)
- …Acumen + Relationship Building + Coaching + Critical Thinking + Written Communications + Internal Audit Review + Issue Management + Risk Management + ... Senior Auditor Charlotte, North Carolina;Pennington, New Jersey; Wilmington, Delaware...design and execution of business processes/controls associated with Wealth Management activities (eg Private Bank and Merrill Wealth … more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... cybersecurity audits across the firm as part of the Internal Audit Department. Reporting to IT Applications Team Head,...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- Bank of America (New York, NY)
- …(CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant qualifications **Skills:** + Analytical ... or front office business control or compliance or risk management experience covering the corporate and investment ...Thinking + Audit Planning + Internal Audit Review + Issue Management +… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital… more
- CIBC (New York, NY)
- …standards, guidelines, processes and metrics. + Coordinate information and data responses to internal and external auditor / regulator requests. + Maintain and ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The US Business Management group provides direct day-to-day support for CIBC's US… more
- City National Bank (New York, NY)
- …to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor ... Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *WHAT'S IN IT FOR YOU?* *Compensation*Starting base… more
- City National Bank (New York, NY)
- …to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor ... * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles,… more
- SMBC (New York, NY)
- …of 7 years' experience working in the banking & financial services industryas an internal and/or external auditor specifically to lead audit coverage of CFO ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...fucntion within Internal Audit Department (IAD). The ideal candidate will be… more
- DoorDash (New York, NY)
- …due diligence, and deal execution + Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk ... teams on M&A transactions and integration, as well as other corporate and investment transactions, and you will also provide advice and legal support on other… more
- Mizuho Corporate Bank (New York, NY)
- …Management Forums, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB). + Monitor and ensure ... deadline. + Coordinate with multiple stakeholders across organization. + Support management and team members. Qualifications: + Bachelor's degree in Accounting major… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii)...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- SMBC (New York, NY)
- …of Front Office and associated support functions including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance...communicate in both oral with stakeholder and audit senior management to clearly articulate audit strategy, testing results and… more