- HSBC (New York, NY)
- …Key functions within the NFR team include Sarbanes-Oxley (SOX) Governance, Finance Assurance , and Targeted Transaction Testing . The US and Americas Head ... HSBC USA Inc, as well as the effectiveness and assurance over the SOX controls within the...providing subject matter expertise, advice, guidance for execution of Risk and Control Assessments ("RCAs"), setting appropriate… more
- Terumo Medical Corporation (Somerset, NJ)
- …include planning and conducting audits, managing vendor quality performance, leading risk mitigation strategies, and serving as a subject matter expert for ... lifecycle. **Job Details/Responsibilities** Leading the development and execution of Clinical Risk Management Plans and Clinical Quality Plans for studies Conducting… more
- SMBC (New York, NY)
- …work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of internal ... Direct and supervise audit from inception to completion including planning, testing , issue identification, workpaper review and reporting. - Provide support,… more
- SMBC (New York, NY)
- …and Skills** Minimum of 10 years of audit experience in the in Audit, Risk , Business Control , Compliance, Finance in the financial industry. Strong knowledge of ... Dodd Frank, Volcker and Trading supervision Expert knowledge of audit techniques, risk , and internal controls assessment, and workpaper standards. Strong data… more
- SMBC (New York, NY)
- …engagements or projects. **Role Objectives** - Execute/lead audits including planning, testing , issue identification, workpaper review and reporting. - Act as a ... in advising and assisting team members to understand and identify related market risk associated with the products offered by Global Market Trading (ie, macro,… more
- SMBC (New York, NY)
- …internal and external data to extract actionable insights. + Partner with Quality Assurance and User Acceptance Testing teams to ensure product reliability and ... features and customer value proposition. Interface with legal, compliance, risk management and other internal control and...legal, compliance, risk management and other internal control and operations groups to identify and clear obstacles… more
- Bloomberg (New York, NY)
- …institutions or technology companies + Expertise in risk assurance , controls testing , and associated control remediation + Understanding of ... Risk Assurance & Controls Testing ... Risk Assurance & Controls Testing Officer - Chief ...risk , and operational resilience + Hands-on work automating control testing regimes using advanced analytics and… more
- TD Bank (Mount Laurel, NJ)
- …domain level expertise and risk -based support to US Fraud, Insider and Conduct risk for testing and quality assurance and have responsibility for ... Risk processes, ensuring optimal efficiency and clarity. The role will lead risk and control routine management and reporting, as well as Policy, Framework,… more
- TD Bank (Mount Laurel, NJ)
- …review, challenge, and approval process. The Control Remediation Quality Assurance Practice/Methodology & Testing Business Management Specialist supports in ... **Line of Business:** Business Management, Strategy & Support **Job Description:** The Control Remediation and Quality Assurance (CRQA) function was established… more
- Deloitte (New York, NY)
- …for key stakeholders with Tableau & PowerBI + Advise teams on automating control testing and perform continuous monitoring to drive efficiency, acknowledging the ... are focused on engagements related to independent External Audit services, Accounting, Controls & Reporting Advisory, and Specialized Assurance & Sustainability.… more
- Citigroup (New York, NY)
- …Job Family Group: Controls Governance and Oversight Job Family: Quality Assurance , Monitoring and Testing (C15) **Job Family Group:** **Job Family:** **Time ... Citibank, NA seeks a Quality Assurance , Monitoring & Testing Sr. Group...experience must include: Technology Architecture analysis; Software development and testing controls ; Software Development Life Cycle (SDLC);… more
- TD Bank (Mount Laurel, NJ)
- …of Business:** Business Management, Strategy & Support **Job Description:** The Control Remediation Quality Assurance Senior Business Management Specialist will ... have appropriate Audit or Risk and Controls subject matter expertise to...relevant stakeholders where required + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …**Job Family Group:** Controls Governance & Oversight **Job Family:** Quality Assurance , Monitoring & Testing **Time Type:** Full time **Primary Location:** ... Operating Office (T&BE COO) drives a strong focus on risk and controls , compliance and value across..., compliance and value across T&BE organization and oversees Controls , Analytics and Decision Management, Quality Assurance ,… more
- American Express (New York, NY)
- …updates) + Support control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events + ... conducting independent quality assurance and vertical process testing + Support thematic risk reporting (levels, trends, causes) + Categorize controls … more
- American Express (New York, NY)
- …adherence to enterprise standards, managing cross-functional coordination, and embedding quality assurance (QA) mechanisms that monitor control performance and ... standards, procedures, and policies. + Lead the review and testing of internal fraud processes, controls , and...services. + Proven experience leading program execution and quality assurance in a risk , compliance, or fraud-related… more
- American Express (New York, NY)
- …updates) + Manage control monitoring (supplemental to BU process owners testing ) and compile key operational risk trends, activities, and events to ... of control improvements + Overseeing identification of areas of risk for intervention, including conducting independent quality assurance and process… more
- Grant Thornton (New York, NY)
- …business process and information technology controls to mitigate the Company's risk . Strategic Assurance and SOC Services - Essential Duties and ... system subject to the examination, collaborate with process and control owners to help identify the relevant controls...+ Test and evaluate business processes and information technology controls to mitigate risk + Execute assigned… more
- TD Bank (Mount Laurel, NJ)
- …Qualification :** + Regulatory examination and remediation experience + Audit and Control Testing experience + Participates on complex, comprehensive or large ... Business:** Technology Solutions **Job Description:** US Technology Regulatory Remediation Assurance Specialist defines, develops and/or implements Technology Controls… more
- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... requirements and assisting business units to manage their regulatory risk . The Surveillance Quality Assurance Manager will...Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- System One (Bridgewater, NJ)
- …+ Balance customer satisfaction with regulatory and safety compliance + Manage risk in product testing , supplier validation, and release decisions Process ... experience with product supplier approvals + PCQI Certification - Preventive Controls Qualified Individual certification is expected. Will consider willing to do… more
