- Citigroup (New York, NY)
- …those who fail to maintain these standards. **Qualifications:** + 10+ years experience in Risk and people management . + Securities Lending and/or Collateral ... optimization. Citi's key strengths include unsurpassed global branch network, robust risk management , real-time controls, product innovation, dynamic reporting,… more
- Citigroup (New York, NY)
- …a critical component of Citi's First Line of defense for wholesale and counterparty credit risk management and works with Independent Risk teams to ensure ... The role involves daily interaction with Agent Lenders, Citi's securities businesses as well as the independent risk...and on an ongoing basis + Develop and utilize risk management tools for the measurement, monitoring… more
- TD Bank (New York, NY)
- …**Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services /Prime Brokerage The **Wholesale Banking Finance ... Group** is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A key function within… more
- TD Bank (New York, NY)
- …Product Teams, and Regional Offices. + Perform delegated business supervision and risk management activities as assigned. + Complete electronic communications ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $100,000 - $120,000 USD TD is...and mitigated risks in day-to-day activities, operations, products, and services , and is operating within risk appetite.… more
- TD Bank (New York, NY)
- …in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions ... regulatory requirements and assisting business units to manage their regulatory risk . **Responsibilities:** + Directs day-to-day activities of the Investment Banking… more
- JPMorgan Chase (New York, NY)
- …and contribute to the definition and financial performance of cash capabilities within Securities Services at one of the world's leading custodians. As a ... of cash products for clients and markets supported by Securities Services , with a focus on the...cross-border payments and clearing infrastructures, bank funding processes, product, risk , and business management disciplines. * Strong… more
- JPMorgan Chase (New York, NY)
- …delivering sales initiatives. Your responsibilities will include collaborating with the Global Securities Services Sales business management team and ... services industry, particularly in securities services or sales. + Familiarity with risk ... services or sales. + Familiarity with risk management frameworks and regulatory compliance processes.… more
- PNC (New York, NY)
- …informed on policy changes, regulatory developments, and market innovations affecting mortgage-backed securities investments. Risk Management and Reporting * ... risk analysis, and portfolio optimization. * Proficiency in Bloomberg, pricing/ risk management software (Aladdin/YB), and advanced Excel modeling. *… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** The VP Compliance, TD Securities oversees/leads a team(s) of specialists/professionals providing advice, guidance and ... requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Manage regulatory examinations covering wholesale businesses,… more
- TD Bank (New York, NY)
- …well as with our debt capital markets, equity capital markets, syndication and risk management teams. In addition Vice Presidents mentor junior professionals who ... specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part...accountable for providing a comprehensive and diverse range of risk management expertise to business leaders and… more
- JPMorgan Chase (New York, NY)
- …role will be based out of New York and is part of the broader Securities Services team. **Job Responsibilities:** + Support the delivery of GC Product's network ... This role is within Custody Core Product's Market Management team. The successful candidate will own market...- streamline GC Core Product involvement in the ongoing risk assessment and annual FAR process. + Demonstrate understanding… more
- Wells Fargo (New York, NY)
- …and management of other corporate departments to develop and implement risk management program. **Required Qualifications:** + 4+ years of Law experience, ... providing legal advice on legal, regulatory, and compliance issues for a financial services firm on securities issues and broker-dealer matters. + Ability to… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. + You possess a ... military experience + At least 4 years of experience in auditing, compliance, risk management , accounting, or a combination. Preferred Qualifications: + At least… more
- Citizens (New York, NY)
- …of securities and investment products and ability to assess risk - such as alternative investments, options, annuities, equities, bonds/fixed income products, ... Bank has accelerated its strategy to build out Wealth Management , scale Business Banking, grow deposits, and expand in...$20 Billion in assets, offering a wide scope of services , expertise, and research, while intimately focusing on each… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Ideal candidate would have previous compliance experience, preferably in an ... policies and procedures for covered business areas. + Conduct compliance risk assessments to ensure effective business control framework. + Provide ongoing… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to existing programs to ... support a strong risk culture and comprehensive...wide impact or accountability. + Position deals with senior/executive management . + Key contact for business management ,… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . Compliance Monitoring and Testing + Assist with developing and executing ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance-identified findings + Support the… more
- Raymond James Financial, Inc. (New York, NY)
- …compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities underwriting, private placements, ... + Leadership and collaboration across senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance investigations and… more
- MUFG (New York, NY)
- … Risk systems in the organization. The team supports both Market and Credit Risk management across EMEA, North America, and Asia Pacific regions, focusing on ... new technologies to provide innovative solutions to enhance the capabilities of the Risk Management department. **Key Responsibilities:** In this role, you will… more
- SMBC (New York, NY)
- …resources within the Risk Management Department, to cover market risk across the banking book, derivatives, and securities products. **Role Objectives: ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...Work Experience: 3+ years of experience in the financial services industry, preferably in risk management… more