- TD Bank (Mount Laurel, NJ)
- …and counsel to all TD business segments and corporate functions. In this Senior Counsel role, you will join a dynamic and collegial team of professionals ... regulations is strongly recommended. + Experience in the investment banking and broker - dealer services sector, including engaging with relevant regulators, an… more
- Lincoln Financial (Trenton, NJ)
- …#:** 74772 **The Role at a Glance** The Role at a Glance The AVP, Senior Counsel - Life & Annuities, provides legal support to the Lincoln Financial ... in a timely and proactive manner to internal key senior stakeholders + Act as a "thought leader" who...put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of… more
- Wells Fargo (New York, NY)
- …1933 and the Securities Exchange Act of 1934 + Familiarity with FINRA rules and broker - dealer compliance + Experience working with or advising ECM/DCM desks at a ... attorney to join our Legal Department as Assistant General Counsel supporting the Equity Capital Markets (ECM) and Debt...unprecedented factors + Serve as a trusted advisor to senior business leaders and contribute to strategic decision-making. +… more