- TD Bank (Mount Laurel, NJ)
- …for this role. **Line of Business:** Technology Solutions **Job Description:** US Technology Regulatory Remediation Information Security Specialist ... **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40...management commitments, and escalation of at-risk issues to the US Technology Regulatory Remediation… more
- Citigroup (New York, NY)
- … US Federal Reserve, OCC, etc.) based on applicable requirements such as US Regulatory and local regulatory reporting rules and instructions. The ... and regulatory reporting. + In-depth knowledge of US regulatory reports such as those mentioned...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- … US Federal Reserve, OCC, etc.) based on applicable requirements such as US Regulatory and foreign regulatory reporting rules and instructions. The ... all relevant functions. + Provide design oversight over the Regulatory Remediation activities to influence and collaborate...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- … regulatory requirements in the capital markets domain. + Understanding of US regulatory reporting requirements and their data implications. + Proven ability ... & Implement **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00… more
- Scotiabank (New York, NY)
- …continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal Bank senior management ... by Scotiabank to Regulators and assist with execution of US regulatory governance forums + Overseeing centralized...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- City National Bank (New York, NY)
- …across the Bank and RBC US /CUSO. * Manages the quarterly reporting on regulatory remediation efforts within the Bank and RBC US /CUSO. * Support ... business processes and workflow through the Bank and RBC US /CUSO, and improve upon regulatory remediation...root cause analysis and business case for proposed strategy, technology , staff and structure changes, including cost estimates *… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product,...over 27 million households and businesses in Canada, the United States and around the world. More… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** 110,760 - 178,880 USD TD is committed to providing fair and ... record of partnering with business, finance, risk, audit, and technology teams to drive control effectiveness and risk mitigation...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Capco, a Wipro Company (New York, NY)
- …management, and corporate actions. + Proven track record in delivering regulatory change management initiatives, including large-scale remediation and system ... and functional knowledge across all areas of the front office, operations, technology , risk, finance and compliance. Our clients include the largest investment… more
- Citigroup (New York, NY)
- …Exam Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $129,840.00 - ... activity. + Coordinate with key stakeholders to address regulatory issues to ensure timely remediation in...in line with regulatory expectations. + Provide regulatory agency relationship support as needed (logistics, technology… more
- Citigroup (New York, NY)
- … Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 - $213,480.00 ... for submission. + Support the development of appropriate and comprehensive responses and remediation plans when regulatory issues and concerns are identified. +… more
- Bank of America (New York, NY)
- …+ Interpret Relevant Laws, Rules, and Regulations + Workforce Analytics **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 Bank of America ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...opportunities to learn, grow, and make an impact. Join us ! **Job Description:** This job is responsible for overseeing… more
- TD Bank (Mount Laurel, NJ)
- **Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $113,000 - $196,000 USD TD is committed to providing fair ... desktop (VDI), and published applications. + Define the EUC technology roadmap, ensuring alignment with business needs, regulatory...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Mizuho Corporate Bank (New York, NY)
- …sound understanding of the financial services industry, including audit, financial, regulatory reporting, risk management, or technology functions. Possesses at ... testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to Regulatory Reporting areas… more
- MUFG (New York, NY)
- …of Job:** The position is within the Global Markets Risk and Controls - Regulatory Risk and Surveillance team. **The Individual will:** + Provide direct support of ... the Global Markets business to monitor and mitigate regulatory risk for swaps and derivatives products. The position...testing and Audit. Support corrective action planning and issue remediation , as required. + Assist in the creation, analysis… more
- Citigroup (New York, NY)
- …and Analysis **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 - ... will serve as an integral member of the Controllers Regulatory and Capital Remediation team. The Director...RWA, Capital and GSIB reporting processes, including data and technology enhancements as part of Consent Order deliverables, as… more
- TD Bank (New York, NY)
- **Work Location:** Fort Lauderdale, Florida, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair ... of enthusiastic colleagues dedicated to setting new industry standards. US Wealth Compliance acts as an independent regulatory...over 27 million households and businesses in Canada, the United States and around the world. More… more
- Tradeweb (New York, NY)
- …+ Demonstrated experience in incident management, root cause analysis, and driving remediation . + Familiarity with regulatory and industry frameworks (eg, Reg ... SCI, CFTC SEF requirements, NIST) related to operational resilience and technology risk in US financial markets. + Proficiency in Microsoft Excel, PowerPoint and… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Technology Solutions **Pay Detail:** $160,000 - $200,000 ... and/or Kafka) + Event-based architectures + Experience in development of technology architectures. + Hands-on experience with integration projects involving multiple… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $135,000 - $190,000 USD TD is ... on Communications Surveillance at a GSIB. + Experience managing complex regulatory remediation related to Communications Surveillance programs. + Familiarity… more