- American Express (Phoenix, AZ)
- …and together, you will help us define the future of American Express. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk and Compliance is ... make an impact in this role?** + The RELM Manager is primarily responsible for supporting regulatory ...company and our external examiners. **Responsibilities:** + Seamlessly execute regulatory exams beginning with announcement of the exam… more
- American Express (Phoenix, AZ)
- …with remit over GFCC regulatory engagements, exam management, and regulatory and audit finding remediation. The Manager will also participate in various ... make an impact in this role?** The US AML Regulatory Engagement Manager will report to the...regulatory and audit findings; + Developing and maintaining regulatory engagement/ exam management tool; + Tracking … more
- American Express (Phoenix, AZ)
- …a leader, and grow your career. The Manager position is part of the Regulatory Exam Lifecycle Management (RELM) Team in Global Risk and Compliance (GRC), and ... RELM, Professional Practices. RELM supports the end-to-end lifecycle management of regulatory exams, ongoing supervision, and remediation of regulatory findings… more
- City National Bank (Phoenix, AZ)
- …ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, and strategic ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...control design or operating effectiveness * Review and challenge regulatory remediation activities in assigned coverage areas to ensure… more
- American Express (Phoenix, AZ)
- …of and experience with other enterprise / operational risk management processes including regulatory exam management / regulatory affairs, issues management, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data analytic… more
- Wells Fargo (Chandler, AZ)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- Adelante (Phoenix, AZ)
- …an assigned clinic(s), assuring operational, clinical, and service quality, regulatory compliance, financial performance, budget achievement and growth. This ... individual works in collaboration with the BH Area Operations Manager to implement and oversee initiatives and strategies of...day-to-day functionality of the BH support staff + Prepares exam room and patient for the type of … more
- MUFG (Tempe, AZ)
- …are kept, and available for dissemination to management and/or for Audit and Exam purposes + **30%:** Supports EDD Manager with leadership responsibilities ... will provide more details. Reporting to the Enhanced Due Diligence (EDD) Manager , the BSA Specialist III is responsible for performing independent Quality Control… more
- Bank of America (Chandler, AZ)
- …that will support their financial goals. **Successful applicants who have already passed the SIE exam at the time of offer may be eligible for a $2500 bonus, in ... Client Focus + Issue Management + Oral Communications + Regulatory Compliance + Active Listening + Adaptability + Problem...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Hensel Phelps (Phoenix, AZ)
- …Authorization and Employment Eligibility + Substance Abuse Screening + Physical Exam (if applicable) + Background Checks for Badging/Security Clearances (if ... Safety Engineer is a resource for supporting the safety manager and project team in the successful completion of...company safety and health program, owner requirements and applicable regulatory standards which may include EM 385-1-1. + Assist… more