- Truist (Weston, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- TD Bank (Coral Gables, FL)
- …in the regulatory oversight for TD Private Client Wealth, (TDPCW), a US registered Investment Advisory Service and a US Broker Dealer and TD Wealth ... degree or equivalent experience required. + 5+ years of Brokerage industry experience + FINRA Series 7 Required +...and Securities Laws. May (or may not) be a registered position under FINRA. + Must be eligible for… more