- ALI FORNEY CENTER (New York, NY)
- …tracking, expense tracking, financial coding, audit preparation, and budget monitoring . KEY RESPONSIBILITIES Accounts Payable & Accounts Receivable Process invoices ... budget meetings, taking notes and tracking financial discussions. Assist in monitoring budgets and expenditures across departments. Assist with regular reports to… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- NYS Housing Trust Fund Corporation (New York, NY)
- …Ida CDBG-DR-funded programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to ... climate change adaptation and storm recovery initiatives. Job Summary: The Monitoring , Compliance and Policy Manager 's role comprises of (1) overseeing… more
- City National Bank (New York, NY)
- INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners with financial advisors and their high-net-worth clients to ... THE OPPORTUNITY?* The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance ...Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the development, ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- Bank of America (New York, NY)
- …banking, capital markets, and research functions. + Familiarity with surveillance and compliance monitoring systems. **Skills:** + Advisory + Monitoring , ... Compliance & Operational Risk Manager -...key role in assisting lines of business in implementing, monitoring , testing, and enforcing the Enterprise Information Wall Policy.… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager manages assigned compliance functions for the Company ... lines of business, banking offices, and operating departments. The Compliance Manager Interacts with senior management in...for assigned line of business through the development and monitoring of compliance programs within the larger… more
- TD Bank (New York, NY)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... in the US Compliance Operating Framework (COF) including.** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Financial-Crimes- Manager Enterprise- Monitoring Testing-Program\_25020659) **Job Description:** At Bank… more
- Coinbase (Trenton, NJ)
- … Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) function. This ... Attendance is expected and fully supported. As the CX Compliance Program Manager at Coinbase, you'll lead...to deliver large-scale, global projects ensuring that all transaction monitoring objectives are met on time and within scope.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Compliance -and-Operational-Risk- Manager --Foreign-Exchange-Coverage\_24031374-2) **Job Description:** At Bank of America,… more
- Robert Half (New York, NY)
- …global consulting firm. Where We Need You Protiviti is looking for a Risk and Compliance Manager to join our growing Financial Crime Compliance team. ... - Risk & Compliance - Financial Crimes Compliance - Manager LOCATION NEW YORK CITY...fraud investigations. + Model validations and tuning for transaction monitoring (TM), sanctions screening, and customer risk rating (CRR)… more
- Meta (New York, NY)
- …complex and sensitive investigative results and their impact to Meta's transaction monitoring compliance program 10. Monitor trends and patterns across ... **Summary:** As a leader on the Meta FinTech Compliance Transaction Monitoring Financial Intelligence Unit (FIU) team, you will be managing and supervising a… more
- CBRE (Trenton, NJ)
- Manager , Government Financial Compliance Job ID 240421 Posted 03-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest ... States of America **About The Role:** As a CBRE Manager of Government Financial Compliance , you will...+ Internal Controls - Lead the design, testing, and monitoring of internal controls over financial reporting and business… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit ... senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit ... exams. The manager is responsible for developing an annual plan to...functions including Risk Assessment, Issue Management, Training, Governance, and Monitoring & Testing + Proactively coordinate between Compliance… more
- City National Bank (Jersey City, NJ)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... *AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS...account opening, and customer communication. Leads and executes continuous monitoring activities to assess consumer compliance risks… more
