- embecta (Parsippany, NJ)
- …is designed to support the varying needs of our diverse and global employees. The ** Head of Internal Audit** is a key member of the executive leadership team, ... reporting directly to the **Chief Financial Officer** and functionally...to enhance audit coverage and insight. **Key Responsibilities** The Head of Internal Audit will provide strategic leadership and… more
- Coinbase (Trenton, NJ)
- …Audit Committee decks and present at the Disclosure Committee meeting. * Lead the Maintain SEC reporting calendar and project manage the SEC reporting ... initiatives. * Responsible for the coaching, mentoring and management of the SEC reporting team, including across multiple time zones in a mostly asynchronous… more
- Warner Bros. Discovery (New York, NY)
- …relations, corporate communications, CSR, and legal. Your Role Accountabilities **Securities Compliance & SEC Reporting ** + Ensure compliance with all SEC ... , -, and other applicable disclosure obligations. + Partner with technical accounting/ SEC reporting , investor relations, and finance teams to ensure accurate,… more
- Warner Bros. Discovery (New York, NY)
- …calls, and relationships with analysts and institutional investors. + Experience with SEC reporting and public company governance. + Deep understanding of ... thrive. Warner Bros. is seeking a strategic and experienced Head of Investor Relations and Treasury during a transformative...company prepares to operate as a standalone public entity. Reporting directly to the Chief Financial Officer, this role… more
- NBC Universal (New York, NY)
- …to the satisfaction of customary conditions. Position Summary: The Senior Director, Head Exec Comp, Equity & Mobility leads Versant's executive and equity ... with Finance and HR Ops to ensure proper tracking, reporting , and administration of equity plans + Maintain equity...+ * Deep knowledge of CD&A, equity plan design, SEC compliance, and governance best practices + * Strong… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting . Responsibilities + Generate, submit, and/or monitor ... growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that...in a dynamic environment + Knowledge of various FINRA, SEC , or CFTC regulations + Experience with various regulatory… more
- CIBC (New York, NY)
- …Delta1, ETF create/redeem. + Assist with surveillance of various regulatory reporting obligations, including: CAT, Nasdaq TRF, LOPR + Maintain and enhance ... and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations ( SEC , FINRA, CFTC, NFA and others) + WSPs must clearly indicate "evidence… more
- SMBC (Jersey City, NJ)
- …Additionally, strong knowledge of either US securities/commodities laws and regulations ( SEC , CFTC, FINRA) or US banking regulations (eg, Federal Reserve) and ... and deliverables related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program...to plans. + Develop, document, and maintain tracking and reporting tools (through SharePoint, Excel, etc.) to facilitate effective… more
