- Neuberger Berman (New York, NY)
- …histories, terminations for cause, etc. + Coordinate study materials, and regulatory exam preparation for employeesMonitor and review email communications ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- Coinbase (Trenton, NJ)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. The Regulatory Exam Management (REM) team at Coinbase is responsible for ... Additionally, the REM team develops tools and dashboards for tracking regulatory exam statuses and findings, reports regularly to senior management and boards,… more
- TD Bank (New York, NY)
- …the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input for ... responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager will manage ongoing supervision processes and meetings… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The ... manager is responsible for developing an annual plan to...action plan management and support + Make sure latest regulatory expectations and supervisory feedback are incorporated into management… more
- American Express (New York, NY)
- … Relations team works hand-in-hand with Global Risk & Compliance's (GRC) Regulatory Exam Lifecycle Management (RELM) team, responsible for Preparedness, ... and together, you will help us define the future of American Express. **U.S. Regulatory Relations:** The US Regulatory Relations team is responsible for managing… more
- American Express (New York, NY)
- …the future of American Express. This Manager position is part of the Regulatory Exam Lifecycle Management (RELM or 'the Team') in Global Risk and Compliance ... governance, reporting, readiness, and risk management processes that underpin the company's regulatory exam framework. RRM focus areas include management of… more
- CUNY (Brooklyn, NY)
- …. **All applicants must apply to take the civil service exam for Project Manager (CUNY), Exam # 2089. ... Project Manager - Level 1, 2 or 3 (Temporary...to: + Maintaining current knowledge with of technological and regulatory developments in environmental sustainability and facilities management. +… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City operations staff and external project stakeholders such as regulatory agencies and community representatives. - Experience in writing...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City operations staff and external project stakeholders such as regulatory agencies and community representatives. - Experience in writing...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City Agencies (OMB, MOCS, Law, Parks, Comptroller), elected officials, regulatory agencies, and the general public. The selected candidate...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- City of New York (New York, NY)
- …Administrative Construction Project Manager or have taken and passed the aforementioned exam , please do not apply to this position as you will not be considered ... City operations staff and external project stakeholders such as regulatory agencies and community representatives. - Possession of a...Manager or have taken and passed the aforementioned exam , please do not apply to this position as… more
- TD Bank (New York, NY)
- …monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory exam , and ongoing supervision management, finding tracking, and ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. The Surveillance Quality Assurance Manager will work with the ... TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance...regulatory body (eg, leading a bank or broker/dealer exam team). + Surveillance experience at Financial Market Regulator… more
- TD Bank (New York, NY)
- …Work with key stakeholders within Surveillance and Compliance broadly to respond to regulatory inquires, requests for data, and exam inquiries as they relate ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- City of New York (New York, NY)
- …Avenue, LIC, NY 11101 Only candidates who are permanent in the Construction Project Manager title or those who are reachable on the Open-Competitive List ( Exam ... Department of Design & Construction, Safety & Site Division, seeks a Project Manager . Under the general direction of the Chief, the selected candidate will assist… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our Compliance ... This role involves managing compliance programs related to risk assessment, exam management, monitoring, reporting, and training across multiple lines of business.… more
- American Express (New York, NY)
- **Description** The **Senior Manager , GMNS Issues, Events & Remediation** will: * Oversee execution plans for operational risk management within the business unit ... BUs through regular communication * Support the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data request… more
- City National Bank (New York, NY)
- …PowerPoint, Access and Project required. * Experience communicating and interacting with regulatory agencies, including exam management and other regulatory ... INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners...the Order Management System/Portfolio Management System to mitigate the regulatory , operational and market risks associated with regulatory… more
- City of New York (New York, NY)
- …in the Associate Urban Designer title are required to file for the Promotional Exam #5517 or the Open-Competitive Exam #5038 which will be available for ... more information and to apply for the Associate Urban Designer Exam , visit https://a856-exams.nyc.gov/OASysWeb/home . The NYC Department of Design and Construction,… more
- CVS Health (Trenton, NJ)
- …engage directly with state partners to ensure alignment with program goals and regulatory expectations. The Associate Manager role shall be responsible for the ... Passaic, Morris and Essex Counties** **Position Summary** This Associate Manager opportunity is a fulltime telework position with up...Aging Services, Office of Community Choice Options guidance, an exam score of 80% or higher is required, along… more
