- Bank of America (New York, NY)
- Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... for leading and executing the second line of defense compliance and operational risk oversight...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive… more
- JPMorgan Chase (Jersey City, NJ)
- …Compliance Global Banking, AML Risk , Executive Director within the Compliance Conduct and Operational Risk organization, you will manage Bank ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...develop, review and provide feedback on Financial Crime and Operational Risk Assessments, higher risk … more
- Wells Fargo (New York, NY)
- …credit and market and counterparty risks from trading activities, and partner with operational and compliance risk teams to oversee non-financial risks. ... for managing risk . **The Role** The Market Risk Executive is part of the Corporate...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Truist (New York, NY)
- … risk -aware decisions to achieve strategic objectives while maintaining operational resilience and compliance integrity. Strong understanding of corresponding ... States of America) **Please review the following job description:** The Business Unit Risk Executive for Wholesale Banking is a senior leadership position within… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...status quo and striving to be best-in-class. As an Executive Director for Climate, Nature and Social Risk… more
- American Express (New York, NY)
- …Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks associated with Information & Cyber Security Risk ... disaster recovery, dependency risk management, resiliency monitoring, operational vulnerability management and resiliency compliance management. +… more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Synchrony (New York, NY)
- …key part in identifying, assessing, and mitigating operational and model risk across the organization, ensuring compliance with regulatory requirements and ... Job Description: **Role Summary/Purpose:** The SVP, Operational Risk Management (ORM) and Model...present relevant reports on ORM and MRM performance to executive leadership and other relevant committees including the Board… more
- MUFG (New York, NY)
- …LoB RAS review and challenge, etc.) 5) Production of periodic operational risk scorecards and reports that provide executive management a consolidated view ... FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative...items + ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance … more
- City of New York (New York, NY)
- …measures for improvement where needed. The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Executive Assistant **Requisition ID:** 227582 **Salary Range:** 61.200,00..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- City of New York (New York, NY)
- …initiatives across legal, operational , and policy domains. Assignment and Responsibilities Compliance & Risk Leadership - Design and implement a citywide, ... solutions. Deputy Directors function as members of the agency's executive staff, guide the agency's overall direction, share responsibility...of agency or citywide significance. The Special Counsel for Compliance & Risk Oversight is a senior… more
- JPMorgan Chase (New York, NY)
- … Risk Management Senior Officer within the JPM Wealth Management team and the Compliance Conduct and Operational Risk (CCOR) organization, you will be ... of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will leverage your… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight...assess the Digital Advisor's impact on client outcomes and operational compliance . + Monitor and assess vendor… more
- City of New York (New York, NY)
- …(MAP), is recruiting for one (1) Administrative Manager NM-III, to function as the Executive Director, of the Office of Mail Renewal, Managed Care Program (MCP), and ... Third-Party Health Insurance, who will: Under the executive direction of the MAP Assistant Deputy Commissioner (ADC)...broker for the managed care program) to ensure the operational integrity of MAP's managed care program. The Third-Party… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... provide high level Executive Protection and ensure the overall safety of Citi...confidentiality of business and personal matters + Manage day-to-day operational activities within span of control, to include protective… more
- City of New York (New York, NY)
- …innovative procedures to ensure adherence to quality standards in order to reduce fiscal risk to the city. Ensure proper compliance with federal, state, and ... partnership among the Department of Social Services, DOCCS and the National Executive Council (NEC), a nonprofit organization affiliated with the Columbia Center for… more
- TD Bank (New York, NY)
- …expertise. Provides guidance, leadership, coaching and development to ensure operational results and professional/personal development objectives are achieved for ... significant and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope + People Manager role that generally manages a team… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more