- Santander Holdings USA Inc (New York, NY)
- …- Knowledge of accounting practices and procedures, including US GAAP/IFRS and regulatory reporting standards. Proficient skills in MS Office, MS Excel, ... to all internal and external controls in place and helps with various internal and external audit and regulator requests Qualifications - To perform this job… more
- Metropolitan Transportation Authority (New York, NY)
- …, which facilitates, coordinates, and tracks various internal and external audit engagement, response, and reporting activities related to MTA C&D capital ... projects, business functions, and legal/ regulatory requirements. T he Director will oversee and direct...and presentations for MTA C&D leadership and support quarterly reporting on the status of active audit … more
- Early Warning Services, LLC (New York, NY)
- …of COSO's Internal Control - Integrated Framework, or similar. Risk management, internal control, or internal audit certification(s) First line of ... written messaging and communications skills fit for executive leadership and external audit and regulatory oversight agencies. Overview The Director, Risk… more
- Royal Bank of Canada (Jersey City, NJ)
- …applicable. Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards ... various industry groups/ regulatory bodies and drive the internal assessment of impact to reporting obligations,... bodies (FRB, OCC & FDIC) and the RBC Internal Audit function to manage inquiries related… more
- United Nations (New York, NY)
- …related for post trade processes *Ensures that accurate and complete accounting, reporting and internal control systems are functioning for corporate actions ... Org. Setting and Reporting The United Nations Secretary-General is responsible for...and respond to these requests to ensure compliance with regulatory requirements *Coordinates and supervises income and position exception… more
- ITC Worldwide (New York, NY)
- …cross-functional teams to deliver tailored solutions aligned with client goals and regulatory standards. Key Responsibilities *Lead and manage audit and advisory ... in compliance with international standards. *Provide advisory support on financial reporting , internal controls, and risk management. *Supervise, mentor, and… more
- Morgan Stanley (New York, NY)
- … and external requests for information and constituent documentation, in connection with regulatory exams, and Internal Audit and Compliance reviews. ... protect the Firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive to maintain cooperative… more
- Obra Capital, Inc. (New York, NY)
- …NAV performance estimates, and other ad-hoc requests/projects Prepare inputs for annual regulatory reporting , investor letters, custom client reporting , and ... accordance to US GAAP and coordinate with external auditors for the year-end audit process Prepare monthly attribution performance reporting to senior management… more
- LifeMD (New York, NY)
- …Act (HIPAA). You will be instrumental in safeguarding our financial reporting integrity and protecting sensitive patient health information (PHI) across our ... you are a meticulous professional with a passion for IT governance and regulatory compliance in a fast-paced healthcare technology environment, we encourage you to… more
- Deutsche Bank (New York, NY)
- …key stakeholders to identify areas with room for improvement Track embargo related internal and external audit issues and recommendations and support the closure ... on ethical conduct, governance issues and keep our organisation up-to-date on regulatory and political challenges. AFC is responsible for Deutsche Bank's overall… more
- Bank of America (New York, NY)
- …Management, Treasury Policy and Advocacy, Global Risk Analytics (GRA), Centralized Regulatory Reporting (CRR), and Investor Relations. Job expectations include ... within ECM, eg various workstreams, ECM Technology, Quality Assurance, Capital Risk and Internal /External audit . Throughout the tenure of the role, the teammate… more
- Capital One (New York, NY)
- …the creation of presentations that articulate the strategy to key internal and external stakeholders. Assist in capturing, maintaining, and analyzing compliance ... ensure consistency and adequate Compliance Risk Management Manage several key reporting activities Ensure team management operates smoothly by, eg, preparing… more
- TD Bank Group (New York, NY)
- …and all matters of confidentiality Analyzes service delivery issues and conduct internal /external research projects and/or contribute to audit reviews; run ... Support the MBS trading/sales desk directly Trace Monitoring, Fed Dollar Reporting Assisting the MBS trading desk with Agency Exchanges, Supers, and… more
- Equiniti (New York, NY)
- …and regulatory requirements. A key contributor collaborating directly with internal stakeholders as well as external advisors, to ensure accurate and timely ... transactional tax reporting and account reconciliations to ensure compliance with internal controls Ensure that all tax filing deadlines are met in compliance… more
- High Bridge Consulting LLC (New York, NY)
- …technology, and audit teams. Ensure all deliverables meet regulatory expectations and internal policy requirements. Maintain meticulous documentation ... Have: PMP or similar certification. Experience working with risk, compliance, or internal audit teams. Background in process improvement or controls… more
- JPMorgan Chase & Co. (New York, NY)
- …competitor and market analysis, and data analytics. Focus on automation and reporting to enhance efficiency Assist the executive leadership team with internal ... and global support areas, including Product Controllers, Compliance, Legal, Tax, Audit , Events, Marketing, Expense Management, Risk, Conflicts, and HR Oversee… more
- Starts Align LLC (New York, NY)
- …tailored communication based on relevance and accountability Monitor and audit internal processes, vendor and subcontractor insurance compliance, ... HR issues and safety programs with the Safety Department and Safety Director Audit internal programs including company credit card usage and driver approvals… more
- Suncap Technology, Inc. (New York, NY)
- …Commission) : Yrs SEC ( Securities & Exchange Commission) : Yrs Canada and CAT ( Consolidated Audit Trail ) Regulatory Reporting : yrs 1 st & 2 nd round : ... that you are fully aware of and adhere to internal policies that relate to you, your role or...and Experience SME in OTC Derivatives Regulatory Reporting requirements Experience of CAT (Consolidated Audit … more
- Ashley Northeast (Edison, NJ)
- …financial forecasts Controls and Compliance: Deep expertise in establishing and maintaining internal controls, risk management practices and audit readiness Team ... and oversee all aspects of financial planning, budgeting, forecasting, and reporting . You'll optimize cost structures, drive strategic business decisions, and lead… more
- ICL (New York, NY)
- …and quality of treatment plans Ensure that the charts by staff are audit -ready and in compliance with all applicable agencies and funded regulations Monitor services ... ensuring that the agency's mission is implemented and supported Assist in ensuring internal program compliance with federal, state, city, and agency regulatory … more
