- City National Bank (Jersey City, NJ)
- * SR AUDIT MANAGER - WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the ... Audit Director of Wealth Management, is a leadership role as an auditor-in-charge...and effectively communicate audit results to the Audit Director, senior management and applicable Board/Committees… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a ... governance and operational excellence! As an Audit Manager on the Asset and Wealth Management...the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex… more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and perform audit… more
- City National Bank (Jersey City, NJ)
- * SR AUDIT MANAGER - BSA/AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... the effectiveness of operations of the BSA/AML function. The Senior Manager will be responsible for all... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- City National Bank (Jersey City, NJ)
- * SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT &...tools. * Reviews audit reports drafted by the Senior Manager / Manager and reviewed by ... This role is responsible for directing and overseeing the Wealth Management and Banking audit functions of a large, complex enterprise. The role involves… more
- Citigroup (New York, NY)
- The Client Development Manager is a strategic professional who will be primarily responsible for driving cross-division collaboration and business development with ... that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects.… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board...degree preferred \#NAMInternalAudit **This specific role will focus on Wealth technology which is a fast moving area with… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... across industries! We work together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant regulatory compliance… more
- JPMorgan Chase (New York, NY)
- JP Morgan Wealth Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our ... utilizing the latest technology and resources of the entire firm. Our Wealth Management teams develop deep, personal relationships with clients to provide… more
- Broadridge Financial Solutions (New York, NY)
- …while helping others along the way, come join the Broadridge team. Summary As Senior Director, Market Data Governance & Vendor Relations, you will serve as the ... of all market data operations, ensuring effective risk management, compliance, and audit readiness across the organization. + Oversee the end-to-end lifecycle of… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of… more
- TD Bank (New York, NY)
- …Conduct monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of ... team of enthusiastic colleagues dedicated to setting new industry standards. US Wealth Compliance acts as an independent regulatory compliance and conduct risk… more
- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROL MANAGER * *WHAT IS THE OPPORTUNITY?* This position will work directly with the City National Bank's ("CNB") and Business ... Control Officer ("BCO") and senior management of wealth management division of...and participate in special projects as necessary. * Facilitate audit and examination activities. * Cultivate and grow risk… more
- Scotiabank (New York, NY)
- Senior Manager , IT Risk **Requisition ID:** 228042 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. Salary ... + Collaboration - Engage regularly with 2LOD (risk/compliance) and 3LOD ( audit ) to ensure transparency, challenge, and governance. Participate in governance forums,… more
- Scotiabank (New York, NY)
- Senior Manager , IT Risk **Requisition ID:** 212509 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. Salary ... should have Cyber and IT and Risk management experience (governance, operations, audit , control functions, compliance, risk management) of over 8+ years. +… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **Job Description:** This...delivery model to include the bank's digital offerings and wealth management banking strategy in the market while working… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated ... professionals focused on delivering top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and… more
- Neuberger Berman (New York, NY)
- …large institutional investors. This includes separately managed institutional accounts, private wealth management services, 40 Act Mutual Funds, UCITS Funds, and ... Firm's business lines and support functions spanning equity, fixed income, private wealth management and alternatives asset classes. You will work in close… more