- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support… more
- Bank of America (Charlotte, NC)
- … monitoring systems. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Compliance & Operational Risk Manager -... Compliance & Operational Risk Manager - Americas Control Room Manager ...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...independently + Deadline driven + Knowledge of legal and regulatory environment as it relates to compliance … more
- City National Bank (Charlotte, NC)
- …1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified ... data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify potential compliance … more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the...years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry… more
- Xylem (Charlotte, NC)
- …through innovative and sustainable solutions. **Key Responsibilities - Customs Strategy Senior Manager , Trade Compliance ** + **Customs & Trade Strategy** Develop ... and execute global customs and trade compliance strategies aligned with corporate goals, regulatory ...trade compliance strategies aligned with corporate goals, regulatory requirements, and duty optimization opportunities. + ** Regulatory… more
- TD Bank (Charlotte, NC)
- …Oversight functions are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews ... depending on availability and individual circumstances_ **Job Description Summary:** The Compliance Testing Manager is responsible for planning and overseeing… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality… more
- KeyBank (Charlotte, NC)
- …to Key. **REQUIRED QUALIFICATIONS** + Bachelor's Degree required; Juris Doctorate or Certified Regulatory Compliance Manager (CRCM) preferred. + Minimum 5 ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...defense verification activities. + Assist with internal and external regulatory compliance exams/audits. + Develop relationships of… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading a team of compliance ... and the Institutional Client Group (ICG) business lines with compliance risk needs, including regulatory change management,...reviews and oversight of various regulations and programs. The Compliance Risk manager plays a critical role… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 5+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Xylem (Charlotte, NC)
- …customer expectations through innovative and sustainable solutions. Job Summary: The Trade Compliance Manager leads Xylem's regional trade compliance ... and customs regulations. This role manages a team of three trade compliance specialists and partners closely with internal stakeholders, customs brokers, and… more
- TD Bank (Charlotte, NC)
- … organizations in a financial institution. + 7+ years of experience in regulatory compliance , conducting regulatory change impact assessments and ... developing and maintaining TD's US Recovery and Resolution Plans and other regulatory submissions, as required under the Dodd-Frank Act and other applicable… more
- Siemens Energy (Charlotte, NC)
- …regulations and internal requirements in an optimal and efficient manner. US Customs Regulatory & Advisory Manager provides regulatory guidance and risk ... support to business areas and internal customers and ensure compliance pursuant to Customs Regulations and ICP for import,...supervises, mentors, develops, and assists the SE US Customs regulatory & advisory team members in the day-to-day tasks.… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling ... of its digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner - driving strategic planning,… more
- Dentsply Sirona (Charlotte, NC)
- …an internal champion for initiatives aimed at improving business systems and compliance . Key Responsibilities: + Develops and implements regulatory strategies to ... support to cross-functional teams throughout the product lifecycle. Reviews and interprets regulatory requirements and guidance documents to ensure compliance . +… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory ... segments to drive the end-to-end automation of the required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's ... will be to prepare, complete, review and submit required regulatory filings in compliance with the standards and guidance from the appropriate institution… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for executing and ... based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US… more