- Bank of America (Charlotte, NC)
- …or back office experience or market and product knowledge (Equities, Foreign Exchange, Fixed Income and Commodities/Futures Options. * Front office or middle ... Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New...and regulations that address Market Misconduct * Knowledge of Fixed Income and Equities related products *… more
- Bank of America (Charlotte, NC)
- …with, and calibration of, Trade Surveillance programs in Equities, Futures, Fixed Income and/or FX products. + Knowledge of trading business, markets, ... Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina...teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of… more
- Truist (Charlotte, NC)
- …environment. Facilitates trades in general securities - equities, mutual funds, options, fixed income , and UITs and provides quotes, general market information, ... stock sales, and employee stock option exercises. + Provide other general trade support including error corrections, block trade allocations, and trade… more
- Truist (Charlotte, NC)
- …not limited to day-to-day support , analysis, technical design of applications in Fixed Income , Credit, Risk, and integration tools such as MuleSoft, MQ ... change from time to time. **Required Qualifications:** + Deep and broad knowledge of Fixed Income products, trade life cycle, and compliance related… more
- Bank of America (Charlotte, NC)
- …stakeholders to set and deliver the global strategy for FX Operations and Fixed Income Derivative Settlements covering Priority Clients; providing a value-add ... teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of...process design and delivery for FX, FX Options, and Fixed Income Derivatives. * Leader in Audit… more
- SMBC (Charlotte, NC)
- …be responsible for overseeing the day-to-day operations of the Charlotte based Fixed Income Middle Office and Securities Settlements functions. Reporting ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Financial Services with strong understanding of US Treasury Auction, Fixed Income , Futures and Equity products +… more
- US Bank (Charlotte, NC)
- …transfers. As required, perform portfolio compliance tests on a selection of structured fixed income deals ( trade testing). Compile monthly, quarterly and ... work experience Preferred Skills/Experience - Basic understanding of syndicated bank loans, fixed income securities, securitization, trading or mutual funds -… more
- Wells Fargo (Charlotte, NC)
- …environment. + Knowledge and understanding of financial products: exposure to fixed income securities, derivatives, and foreign exchange. **Job Expectations:** ... activities of the FX Sales and Trading business. Main responsibilities include trade capture, profit and loss reporting, reviewing market data, ensuring orderly flow… more
- Capital One (Charlotte, NC)
- …Equities experience, with a focus on control and process improvement + 5+ years of Fixed Income experience, with a focus on control and process improvement + 5+ ... Manager, Capital Markets Securities Operations Capital One's Commercial Operations provides support for all Commercial Banking businesses, working across a wide… more
- Bank of America (Charlotte, NC)
- …Markets sales, trading and underwriting business for securities, foreign exchange, fixed income , exchange traded derivatives, and over-the-counter derivatives ... risks, and boost client experience + Partners with colleagues on the trade and sales support teams, as well as external agents + Creates reports and liaises… more
- Bank of America (Charlotte, NC)
- …Markets sales, trading and underwriting business for securities, foreign exchange, fixed income , exchange traded derivatives, and over-the-counter derivatives ... risks, and boost client experience * Partners with colleagues on the trade and sales support teams, as well as external agents * Creates reports and liaises… more
- Bank of America (Charlotte, NC)
- …Markets sales, trading and underwriting business for securities, foreign exchange, fixed income , exchange traded derivatives, and over-the-counter derivatives ... risks, and boost client experience + Partners with colleagues on the trade and sales support teams, as well as external agents + Creates reports and liaises… more
- Bank of America (Charlotte, NC)
- …lines of businesses in the Markets division covering all traded products ( fixed income , currency, commodities, equities). Monitor industry/sector events and ... in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both… more
- SMBC (Charlotte, NC)
- …in WEB API (REST services) and Web Services is a plus + Experience with Fixed Income business and products as a plus **Additional Requirements** D&I Commitment ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...seeking a Senior Software Engineer. This position is in support of mid-office, finance and operations functions. **Role Objectives**… more
- SMBC (Charlotte, NC)
- …in in WEB API (REST services) and Web Services is a plus + Experience with Fixed Income business and products as a plus + Undergraduate or graduate preparation ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...in the Software Development department. This position is in support of mid-office, finance and operations functions. **Role Objectives**… more