- Randstad US (St. Louis, MO)
- …customer contact in providing support for routine technical questions and issues. Skills + series 7 + Brokerage Qualifications + Years of experience: 2 ... coo- customer service specialist. + st louis , missouri +...at least 2 years of experience with your ACTIVE Series 7 license. Series 7 is required!… more
- Bank of America (Belton, MO)
- …knowledge of client needs and potential product services recommended Required Qualifications: * Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. ... and investment goals, building a financial plan, and recommending brokerage products. Job expectations include applying and expanding knowledge...that a passing score is received for the missing series within 60 days. * Has at least one… more
- Wells Fargo (Chesterfield, MO)
- …management experience + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9, 10, and 63 examinations (or FINRA recognized ... Interpret and develop a range of policies and procedures, brokerage operations standards, and governing bodies' regulatory roles and...business objectives and strategy + This LO position has customer contact and job duties which may include needs… more
- Wells Fargo (St. Louis, MO)
- …education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10, and 66 examinations (or FINRA recognized equivalents) ... Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination… more
- Commerce Bank (St. Louis, MO)
- …and experience required. + 5+ years related financial services experience required + FINRA Series 7 & 66 licenses, and Life & Health licenses required. Clean ... achieve their financial goals. We are currently seeking a motivated and customer focused individual for a Financial Advisor opportunity supporting our St. Louis… more