- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.).… more
- Citigroup (Charlotte, NC)
- The Global Regulatory and Capital Reporting - Reporting Analytics Change Management and Innovation organization is looking for a dynamic individual to ... which then culminates with instituting common and optimized financial / regulatory reporting processes. Global Regulatory and Capital Reporting -… more
- Regions Bank (Charlotte, NC)
- …lines of business partners **Additional Preferences** + Experience in/supporting Capital Markets + Familiarity with broker deal reporting + NASD 7,6,24 ... aptitude + Strong verbal and written communication skills **Additional Job Description** Regions Capital Markets provides an array of products to help Regions… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Specific to the Capital Markets technology platform, lead a technology team for a single ... emerging technologies and automation to improve business efficiencies, enhance speed-to- market of solution delivery, and support business and enterprise… more
- US Bank (Charlotte, NC)
- …the business line's primary risk support function for lines of business within Global Capital Markets (GCM) organization. GCM is a large and critical group ... products, foreign exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting , sales practices and FX global… more
- Wells Fargo (Charlotte, NC)
- …seeking a Principal Engineer to join our TCOO Organization and be part of Regulatory Reporting Technology team working on Platforms Modernization & Regulatory ... technologies, performing proof-of-concepts, and recommending solutions. + 5+ years of experience with Capital Markets / Banking / Financial Services + 7+ years… more
- TD Bank (Charlotte, NC)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... of US Capital Management, including independent reviews capital position reporting , stress testing results (including...of major risk area requirements such as Credit, Operational, Regulatory and/or Market Risk or related programs… more
- Wells Fargo (Charlotte, NC)
- …portfolio at the client, industry and macro level in order to assess RWA and Regulatory Capital and craft value added solutions + Partner with coverage and ... Qualifications:** + Basic understanding of investment banking and corporate banking, including Capital Markets , M&A, and loan underwriting + Experience in… more
- Wells Fargo (Charlotte, NC)
- …and Interest Risk Management, and Business units to adapt methodologies to changing market conditions and regulatory requirements. + Partner with model risk ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Citigroup (Charlotte, NC)
- …with Capital Management, notably CCAR/DFAST Stress Testing and FR Y-14A regulatory reporting requirements, are considered an asset Qualifications: . 6-10 ... We are seeking a highly motivated Capital Data / Fin Solutions Lead Analyst to...domain . Participates in assessing and incorporating changing business, regulatory and market information needs into data… more
- Citigroup (Charlotte, NC)
- Capital Planning and Management is a division that (i) owns the enterprise-wide capital planning and management processes for Citigroup and its legal entities, ... and (ii) ensures integrity and efficiency of Citigroup and CBNA capital profiles, on both an actual and forecasted basis, across the capital continuum ranging… more
- Wells Fargo (Charlotte, NC)
- …. Corporate & Investment Banking (CIB) delivers a comprehensive suite of capital markets , banking, and financial products and services. A trusted ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Synchrony (Charlotte, NC)
- Job Description: **Role Summary/Purpose:** The VP, Controllership- Regulatory Reporting Leader is responsible for leading controllership efforts to prepare ... Y-11, FR Y-14Q and FR Y-15. You will lead regulatory reporting strategy, driving process improvement and...requirements, and partner with key functions across finance (Treasury, Capital Planning, FP&A and Tax) to assist the company… more
- Capital One (Charlotte, NC)
- …Serve as a liaison between the Loan Servicing Team, Asset Management, Closing, Capital Markets , and Origination teams + Ensure compliance with Agency guidelines ... modifications, etc ; Vendor compliance and oversight; Force placement insurance coverage; Regulatory Compliance for Flood Insurance; + Insurance Reporting and… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated **Director, Audit - Capital Management** , you will manage the planning, execution and oversight of the ... Provides oversight to multiple audit engagements, engagement planning, fieldwork and reporting . Manages strategic initiatives and leads in the development and… more
- Wells Fargo (Charlotte, NC)
- …this role:** Corporate & Investment Banking ("CIB") delivers a comprehensive suite of capital markets , banking, and financial products and services. As a trusted ... front office, legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting , technology, and new products + Identify and… more
- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... emerging regulations and help organizations leverage efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment,… more
- Lincoln Financial (Charlotte, NC)
- …focused on setting the parameters of risk management as they relate to the hedging of capital market risks. This is a relatively new team at Lincoln, and we're ... practices. **What you'll be doing** + Build out independent market risk reporting that captures liability attribution,...oversight role is a plus. + Solid understanding of capital markets , derivatives, and insurance products including… more
- TD Bank (Charlotte, NC)
- …role or business **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... Non-Trading Market Risk processes with US regulations. Understands that regulatory compliance is not sufficient and that capabilities should be commensurate with… more