- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance .** ... Will be responsible for supporting the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and… more
- Equitable (Charlotte, NC)
- Compliance Officer ( 25000075 ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... in our Charlotte, NC office. Equitable is currently looking to hire a Compliance Officer within Equitable Distributors Compliance , which is a part of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role within ... Fixed Income Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as a team lead serving in a leadership capacity… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and present Oversight program materials to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Implementation and Monitoring team as part of Corporate Compliance Regulatory ... role, you will:** + Provide oversight and monitoring of business group risk-based compliance programs. + Maintain compliance risk expertise and consulting for… more
- Wells Fargo (Charlotte, NC)
- …broader Enterprise Compliance Operations team ("ECO") that reports into the Chief Compliance Officer of Wells Fargo Corporation. The Sr. Compliance ... this role** : Wells Fargo is seeking a Senior Compliance Specialist to help establish, implement, and maintain risk...implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal, and regulatory and/or… more
- Grant Thornton (Charlotte, NC)
- …duties as assigned. + This position reports to the firm's Chief Risk & Compliance Officer and the ideal candidate is self-starting, goal-oriented, business savvy ... Grant Thornton is seeking a Senior Director of Compliance to join the team. Approved office locations...will focus on developing, enhancing, and managing a global compliance program for our expanding multi-national organization, with a… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- City National Bank (Charlotte, NC)
- *LOAN OFFICER ASSISTANT* WHAT IS THE OPPORTUNITY? Provide support to multiple Residential Loan Officers to facilitate the timely review and submission of completed ... required to process loan requests or modification requests. Support the Loan Officer in loan preparation and coordination with the operation teams to obtain/transmit… more
- City National Bank (Charlotte, NC)
- *RESIDENTIAL LENDING LOAN OFFICER ASSOCIATE* WHAT IS THE OPPORTUNITY? Provide support to one or more Residential Loan Officer to facilitate the timely review and ... required to process loan requests or modification requests. Support the Loan Officer in loan preparation and coordination with the operation teams to obtain/transmit… more
- City National Bank (Charlotte, NC)
- *EXTERNAL LOAN OFFICER ASSISTANT- MORTGAGE BANKING* WHAT IS THE OPPORTUNITY? An external mortgage loan officer assistant (LOA) provides support to one or more ... process, and ensuring smooth communication between all parties involved. The loan officer assistant is responsible for the identification and receipt of all… more
- Bank of America (Charlotte, NC)
- Sr. Credit Products Officer -Dealer Financial Services Charlotte, North Carolina;Fort Lauderdale, Florida; Seattle, Washington; Atlanta, Georgia; Dallas, Texas; ... In DFS, assigned as a market or industry level resource, the Credit Products Officer (CPO) is a highly skilled resource, providing expert level advisory guidance in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Group Senior Credit Officer (GSCO) - Credit Risk and Approval Executive for the Banking Group within Corporate & ... Banking business and will report to the Chief Risk Officer for CIB, as well as the Chief Credit...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Truist (Charlotte, NC)
- …the following job description:** Truist is looking for a Senior Credit Risk Officer who will be responsible for optimizing profitability of a segment(s) of the ... Dealer) by maintaining proper balance among quality, profitability and compliance in the assigned portfolio. Partner with LOB segment...to time. 1. Serve as a senior credit risk officer for large and complex segments within wholesale lending… more
- Bank of America (Charlotte, NC)
- Sr. Business Information Security Officer - Employee Experience Technology Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North ... communities and shareholders every day. The Senior Information Security Officer will be a member of the Business Information...in support of the bank's wider risk management and compliance programs * Consults on M365 Security Baselines *… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer . At Wells Fargo, we are looking for talented people who will put our customers at the ... all begins with you. This Finance and Financial Risk Lead Oversight Officer role is responsible for independent oversight of the Finance organization's operational… more
- Bank of America (Charlotte, NC)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New York; Houston, Texas **Job Description:** At ... approval authority and reporting of capital markets credit risk. The Credit Officer will primarily interface with the traders/marketers and other credit risk and… more
- Siemens Energy (Charlotte, NC)
- …Radiation Safety Protection Program is the responsibility of the Radiation Safety Officer (RSO) as designated in the North Carolina Radioactive Materials License and ... Health Physicist role focused on radiation safety; certification as a Radiation Officer preferred.** + **Strong preference for candidates with experience in the… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Chief Wholesale Credit Officer (CWCO) is an executive position reporting to the Chief Credit ... Officer (CCO) within Truist's risk management organization. This role...Monitor and assess current and emerging risk. Regulatory and Compliance : + Act as primary contact for regulatory agencies,… more