- Bank of America (Charlotte, NC)
- …(Equities, Foreign Exchange, Fixed Income and Commodities/Futures Options. * Front office or middle office experience, or trading related experience ... thinking Desired Experience * Understanding of the Financial Industry, front office or back office ...and regulations that address Market Misconduct * Knowledge of Fixed Income and Equities related products *… more
- Truist (Charlotte, NC)
- …understanding of trading activities in one or more financial asset classes (Equities, Fixed Income , or Derivatives). 5. Ability to engage and communicate ... effectively with management, traders, and internal risk partners. 6. Strong understanding of SEC/FINRA or CFTC/NFA regulations regarding secondary trading. **Preferred Qualifications:** 1. MBA degree 2. Trade, as well as Regulator or institutional broker… more
- SMBC (Charlotte, NC)
- …will be responsible for overseeing the day-to-day operations of the Charlotte based Fixed Income Middle Office and Securities Settlements functions. ... Work with relevant stakeholders (including but not limited to Front Office , Technology, Compliance, Risk) to deliver...Financial Services with strong understanding of US Treasury Auction, Fixed Income , Futures and Equity products +… more
- SMBC (Charlotte, NC)
- …architecture + Good understanding of ETL/ELT + Good understanding of equities and fixed - income instruments + Bachelor's or Master's degree in Computer Science or ... + Partner with graphic artists, user interface designers and front -end engineers to create the front -end interface...work from home, as well as, from an SMBC office . SMBC requires that employees live within a reasonable… more
- Wells Fargo (Charlotte, NC)
- …+ Communicate with Operations colleagues, Technology Partners, Project Managers and Middle and Front Office Business Partners. + Lead risk management for events ... banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities… more
- Huntington National Bank (Charlotte, NC)
- …market risk management and model risk management expectations. + Enhancement of front office system and ad hoc analytics capabilities, including research ... in FX, commodity, interest rate derivative, mortgage-backed security and fixed income portfolios. + Performs other duties...role must be located near a Huntington Bank Corporate Office Basic Qualifications: + Bachelor's Degree + 5 or… more
- Bank of America (Charlotte, NC)
- …Markets sales, trading and underwriting business for securities, foreign exchange, fixed income , exchange traded derivatives, and over-the-counter derivatives ... guidance and on-going teaching of the KYC compliance requirements to Front Office business partners. Resolve complex operations support problems/initiatives… more