- Grant Thornton (Charlotte, NC)
- As a Regulatory Compliance Risk Experienced Associate, you will get the opportunity to grow and contribute to our clients' business needs by providing ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...handling compliance issues, CRCM certification preferred + Compliance risk management, audit, or risk… more
- Grant Thornton (Charlotte, NC)
- …provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day ... As a Regulatory Compliance Managing Director, you will get...one, you'll be empowered by the greater Risk team to help clients make the moves that will… more
- First Horizon Bank (Charlotte, NC)
- …recommend improvements. + Support preparation of TPRM reporting for management review ** Regulatory Compliance ** + Apply regulatory heightened standards ... of third parties, including financial stability, operational resilience, information security, compliance and reputation risk evaluations + Review and provide… more
- Resideo (Charlotte, NC)
- …requirements. + Trains key employee groups on reporting processes, controls, regulatory requirements, and risk mitigation strategies. **YOU MUST HAVE:** ... At Resideo, we are actively seeking an experienced professional to join our team in a...role as the Senior Manager, Global ESG and Emerging Risk Controller. This role will be instrumental in establishing… more
- TD Bank (Charlotte, NC)
- … customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with ... to the FCRM discipline + Keeps abreast of emerging issues, trends, and evolving regulatory requirements + Maintains a culture of risk management and control,… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... benchmarking models or replicating LOB models + Reduce model risk to meet or exceed regulatory and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Management group within CRIT is seeking to add an experienced , highly motivated credit risk professional to...and enhancing the WMCRD database to support WIM Credit Risk , CRIT Credit Risk , and Regulatory… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** We are seeking an experienced Wholesale Credit Risk Model Validation Manager to lead the independent ... to ensure models are conceptually sound, statistically robust, and aligned with regulatory expectations, internal risk policies and business strategies. This… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... actions, create, and implement effective controls to mitigate risks. + Lead risk assessments, control evaluations and audit/ regulatory responses + Develop and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …other regulatory requirements. + Customize content based on audience, risk level, and regulatory obligations, incorporating industry trends, enforcement ... and business stakeholders to identify knowledge gaps and emerging risk areas. + Support the implementation of regulatory...to strategic initiatives aimed at strengthening the culture of compliance and financial crime risk awareness across… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- US Bank (Charlotte, NC)
- …to address identified performance trends - Partners with Business Leaders, Business SME's, Regulatory , Compliance , Ops Risk , Legal, and other Risk ... business acumen (eg - CPMA memos, extensions) - Thorough knowledge of Risk / Compliance /Audit competencies - Effective written and verbal communication skills -… more
- Truist (Charlotte, NC)
- …2. Ten plus years of senior management experience in banking, technology, operations, risk management and/or regulatory agencies. 3. Five plus years of data ... Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding applicable laws/rules/ regulations. 3. Experienced… more
- Truist (Charlotte, NC)
- …the following job description:** Play a key role in the newly created Regulatory Reporting Interpretations Office, which is a function within the Accounting Policy ... Group. This group monitors current and emerging accounting and regulatory reporting developments and interpretive matters and provides Generally Accepted Accounting… more
- Truist (Charlotte, NC)
- …Qualifications:** 1. Previous experience in reporting, business intelligence, systems, technology, data, risk , compliance or related areas 2. Advanced skills in ... (United States of America) **Please review the following job description:** The Risk Data and Reporting Senior Analyst II will deliver complex and comprehensive… more
- Siemens Energy (Charlotte, NC)
- …to the District service managers in each region. While providing EHS planning and compliance and guidance to District project teams. + Work closely with outage teams ... in the risk identification and mitigation and evaluate implementation of safety...DOT, and client/ company policy as well as applicable regulatory state and federal laws within the specified area… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. ... Executes compliance risk...skills to guide and mentor the work of less experienced compliance consultants and analysts. **Preferred Qualifications:** 1.… more
- Resideo (Charlotte, NC)
- …regulators. + Experience with Sarbanes-Oxley, Financial Reporting, US GAAP, IFRS, ESG, Tax Compliance and/or other regulatory compliance matters + Experience ... At Resideo, we are actively seeking an experienced professional to join our team in a...teams. + Trains key personnel on reporting processes, controls, regulatory requirements, and risk mitigation strategies. **YOU… more