- US Bank (Charlotte, NC)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards ... Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + CRP **Skills and Competencies** + Ability… more
- Bank of America (Charlotte, NC)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington,...Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** , you'll execute, identify problems and resolutions for risk-based ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for audit engagements throughout the...internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- US Bank (Charlotte, NC)
- …processes and ensure a successful transformation. The Corporate Audit Services (CAS) Senior Auditor is primarily responsible for completing audit engagement ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Auditor (Capital Planning) is primarily responsible for completing audit ... engagement assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques,… more
- US Bank (Charlotte, NC)
- …within Europe and the support areas (HR, Risk Management, Finance). The Senior Auditor is primarily responsible for completing audit engagement assignments ... with supervision from audit team management. The Senior Auditor is expected to understand risk...+ Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact assigned line of business. +… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- Bank of America (Charlotte, NC)
- Senior Manager Regulatory /Accounting Policy Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... of management, members of the business and company's external auditor . This is a senior -level role in...the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations.… more
- City National Bank (Charlotte, NC)
- …and be accustomed to working with deadlines. + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial ... OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing...and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies… more
- KPMG (Charlotte, NC)
- …and soundness regulations, (such as a compliance manager and/or officer, auditor , examiner, advisor, consultant, or regulatory counselor) at a large ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:**...Minimum three year of recent experience in financial services regulatory compliance with a focus in consumer… more
- USAA (Charlotte, NC)
- …with minimal direct supervision and will be responsible for the execution of regulatory compliance reviews and ongoing evaluations of the risk and control ... special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Senior Analyst...industries. + Shown knowledge of relevant industry regulations and regulatory compliance in a specific area of… more
- Wells Fargo (Charlotte, NC)
- … (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Information Systems Auditor (CISA) **Posting ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist. This role aligns to...or audit and or business process. + Knowledge of regulatory compliance requirements in financial industry. +… more
- Truist (Charlotte, NC)
- …control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. Talent Management - Lead, manage and develop teammates directly and ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- City National Bank (Charlotte, NC)
- …management or audit. **Skills and Knowledge** + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial ... challenging commercial banking focused front line business units on matters of regulatory compliance within the second line independent risk management function.… more
- Bank of America (Charlotte, NC)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational ... Senior Audit Manager - (BSA/AML including Sanctions) Charlotte,...Project Management + Relationship Building + Written Communications + Regulatory Relations + Talent Development + Technical Documentation +… more
- City National Bank (Charlotte, NC)
- …and be accustomed to working with deadlines. + Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial ... new or revised laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer,...Minimum 5 years' experience working with Federal and State compliance regulatory matters + Minimum 5 years'… more
- Truist (Charlotte, NC)
- …management of assigned financial analysis processes. Monitor assigned activities for compliance with established corporate and accounting policies and standards. + ... accordance with generally accepted accounting principles (GAAP), management and regulatory requirements. + Maintain appropriate internal controls over financial… more
- Bank of America (Charlotte, NC)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational ... Senior Audit Manager - BSA/AML including Sanctions Charlotte,...engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products;… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst to join our Enterprise...Finance responsible for testing business process controls covering financial, regulatory , and non-financial reporting risks. ` **In this role,… more