- TD Bank (Charlotte, NC)
- …supports TD business lines in identifying, assessing, and implementing regulatory change . The Regulatory Implementation Team within CRCO supports ... business line regulatory change implementations including overseeing business changes to policies, procedures,...systems, and/or controls via action plans or projects. The Regulatory Implementation Team supports a broad range… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a Senior Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As ... regulatory inventory, as well as the management and implementation of regulatory changes. **In this role,...controls, roles and responsibilities, and procedures for maintaining the regulatory inventory and managing regulatory change… more
- Truist (Charlotte, NC)
- …maintenance of RWA and Capital Policies and Standards. Assist in interpretation and implementation of Basel 3 regulatory capital rules. Contribute to regulator ... matter expert, address, investigate, research, document and assist in necessary implementation efforts for regulatory capital and RWA interpretive matters… more
- TD Bank (Charlotte, NC)
- …on regulatory requirements + Advises the business with respect to the implementation of new and amended regulatory requirements + Independently reviews and ... individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs FCRA… more
- Truist (Charlotte, NC)
- …risk/control documentation. Manage and provide support for open risk, audit, and regulatory issues. Draft materials to senior leadership summarizing issues and ... variety of complex accounting and financial reporting activities to meet regulatory reporting requirements and support the timely preparation, review, production and… more
- Bank of America (Charlotte, NC)
- GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte, North Carolina;Atlanta, Georgia; Richmond, Virginia; Plano, Texas; Jacksonville, ... the day-to-day execution of the Operational Risk Management Framework, including the implementation of LOB and ECF specific processes and tools to drive adherence… more
- TD Bank (Charlotte, NC)
- …management, fraud aggregation and assessment, Basel implementation /capital analysis, change management, Privacy, AML, LCM and other regulatory issues), ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Specialist, Senior RCSA Manager** is a leadership… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for the design, implementation , and management of a defined Digital, Client Experience, and Marketing ... risk management framework, fulfillment of enterprise program requirements, and oversight of regulatory adherence. Act as an authority and primary lead to manage… more
- Lilly (Concord, NC)
- …to make life better for people around the world. **Responsibilities** The Senior Director, Global Process Owner for Document Management, as a leader within ... oversight and expertise for the global Document Management process, including the implementation of the Quality System Structure, the Quality Manual, Global Quality… more
- Deloitte (Charlotte, NC)
- Sustainability, Climate & Equity - EHS Transformation Specialist Senior Are you passionate about the opportunity to work with clients to improve their environmental ... measuring and reporting on operational, physical, and climate risks, modeling climate change , and providing leading strategies for data and controls required for… more
- Truist (Charlotte, NC)
- …risk management support and oversight for change activities (both business and regulatory change ). 6. Provide oversight and support for open risk, audit and ... (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense… more
- Truist (Charlotte, NC)
- …risk management support and oversight for change activities (both business and regulatory change ). + Provide oversight and support for open risk, audit, and ... Enterprise Technology, Governance & Controls, and Risk Management organizations. The GCO Senior Risk Advisory Manager I is responsible for providing first line of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO testing team. The Senior Analyst supports our IT ... have enterprise-wide exposure to key stakeholders within the external financial/risk/ regulatory reporting infrastructure. The Enterprise COSO testing team supports… more
- Wells Fargo (Charlotte, NC)
- …reporting schedules, including FRY 14 and Basel. Wells Fargo is seeking three Senior Risk Analytics Consultants to join Regulatory Reporting Governance and ... exposure across the company to aid in many use cases including - Regulatory Reporting, Management Reporting, and analytics. The Credit Risk Regulatory Reporting… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... to mitigate inherent associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML… more
- Capco, a Wipro Company (Charlotte, NC)
- …collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, innovators, and ... global management and technology consultancy that specializes in advisory, implementation , and delivery of client-centric solutions across Financial Services,… more
- Bank of America (Charlotte, NC)
- Senior Asset Liability Associate Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... stress scenarios. Responsible for quality assurance and controls around pertinent external regulatory reporting and risk limits. Balance Sheet Management (BSM) is a… more
- Truist (Charlotte, NC)
- …both major and minor, which are not mentioned below. Specific activities may change from time to time. 1. Perform comprehensive financial analysis for consolidated- ... and timely reporting and analysis of stress test results, including presentations for senior and executive management during the review and challenge process as well… more
- Wells Fargo (Charlotte, NC)
- …and deferred compensation (long-term cash, deferred)** **Experience with end-to-end implementation of strategic change initiatives; including identifying ... **About this role:** **Wells Fargo is seeking a Compensation Senior Manager within HR Total Rewards to lead the Equity and Deferred Compensation Administration team.… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo seeks a ** Senior Business Execution Consultant** for the **Operational Excellence** Team in **Corporate & Investment Banking (CIB) ... so does the need to support our businesses and partners. The Senior Consultant will work on lending transformation initiatives, analyze and create operating… more