- Scotiabank (New York, NY)
- …We work together to drive ambition for every future! **Purpose:** Leads and oversees Global Technology Control Testing (located in United States) ensuring ... Director, Technology Control Testing **Requisition ID:** 198966 **Salary...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- JPMorgan Chase (Jersey City, NJ)
- …and execute annual audit plans, manage audit engagements, oversee and perform audit testing , and participate in applicable control and governance forums! As an ... of Business and Corporate Function to assess the internal control processes that drive our global business...manner + Ability to effectively and efficiently execute audit testing and complete audit workpaper documentation + Adaptable to… more
- Citigroup (New York, NY)
- …limit framework to ensure risk within risk appetite capacity. + Performs process and control testing of first line activities by assessing design and operating ... for Finance (Finance CRO) organization provides risk management oversight of the Global Finance function, including effective risk challenge and mitigation of risk… more
- Insight Global (New York, NY)
- …regulatory, audit or risk management functions -- asset or wealth management and/or global banking and markets businesses . Experience in the financial services ... Job Description Insight Global is looking for a Compliance Testing...practices comply with policies, regulations and the firms compliance control infrastructure. We are looking for someone who is… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global Banking and ... and investment flows across the Americas and the world. Global Banking & Markets provides a full...requirements. + Understand the applicable regulatory requirements to ensure testing is adequately designed to identify potential control… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets:** Global Banking and ... and investment flows across the Americas and the world. Global Banking & Markets provides a full...defense. + Understand the applicable regulatory requirements to ensure testing is adequately designed to identify potential control… more
- Morgan Stanley (New York, NY)
- …(ISG), including Sales and Trading (Equities, Fixed Income and Commodities), Investment Banking , Global Capital Markets and Research, for adherence to applicable ... Company Profile Morgan Stanley is a leading global financial services firm providing a wide range...financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Mizuho Corporate Bank (New York, NY)
- Americas Compliance + Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in ... and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing compliance policies and… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Morgan Stanley (New York, NY)
- …internal audit findings, Matters Requiring Attention (MRAs), etc. * Proactively manage the control testing program to the project plan and communicate roadblocks ... Morgan Stanley is a global financial services firm that maintains significant market...lending, residential real estate loans and other lending products; banking ; and retirement plan services. Summary Responsible for supervising… more
- Bank of America (New York, NY)
- …Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR) has a business-critical role to mitigate legal, ... flow of Material Non-Public Information between different areas within Global Banking , Global Markets &...regulatory Inquiries, lead/facilitate meetings with Research Legal and Investment Banking Legal. + Manage day to day Control… more
- SMBC (Jersey City, NJ)
- …Collaborate with business analysts, project managers, and IT to implement process and control improvements. * Participate in UAT testing and implementation of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more
- SMBC (Jersey City, NJ)
- …Collaborate with business analysts, project managers, and IT to implement process and control improvements. + Participate in UAT testing and implementation of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more
- ManpowerGroup (New York, NY)
- Our top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an ... integral role in the development of the Monitoring and Testing program, and will have coverage over the banks...oversight of assigned staff and their assignments. + Performs Control Design Effectiveness analysis and review of the applicable… more
- JPMorgan Chase (New York, NY)
- The Control Management Organization has dual reporting into to the Corporate Investment Bank (CIB) Chief Financial Officer and the Oversight and Control Office. ... The team focuses on four areas: Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. The role requires… more
- TD Bank (New York, NY)
- …RRP function is closely integrated with multiple lines of business, key control functions, and Risk Management to maintain strategies and capabilities that support ... We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank...experience and build capabilities to shape the future of banking . Whether you've got years of banking … more
- Citigroup (New York, NY)
- As a TTS Payments - Control and Regulatory Management, VP in the Global Payments Control and Regulatory Controls team, you will play a crucial role in ... managing day to day risk and control agenda for multiple product vertical - Domestic Payments, Banking as a Service and Payment Express. This role provides the… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... the success of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate, you'll interact with Finance and Capital Markets personnel, as… more