- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (New York, NY)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- CIBC (New York, NY)
- …of CIBC's core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent oversight of risk management ... to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance...member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating Committee). **How… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) Fraud Oversight coverage including ... rule, or regulation and design and delivery of a risk management framework that maintains risk...surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management … more
- Deloitte (Morristown, NJ)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... or structural change management , technology and process transformations, or risk management services. The industry knowledge and experience which candidates… more
- Deloitte (Morristown, NJ)
- Financial Services Risk Management Consultant As a Consultant within our dynamic team, you will gain experience in a variety of enriching projects that include ... strategies, product offerings, operating models, structural changes, technological transformations, and risk management services. Your industry knowledge will be… more
- JPMorgan Chase (New York, NY)
- …guidance and clear direction on key principles, and proactively managing risks. The Chief Risk Officer of Asset Wealth Management (AWM CRO) reports directly ... as well as the Asset and Wealth Management Operating Committee. The AM Risk team,...businesses within Alternatives + Collaborate with investment, in-business and independent risk teams to develop and maintain… more
- Citigroup (New York, NY)
- … Group (PMG) is an independent function in the 2nd Line of Defense Risk organization that seeks to apply portfolio management techniques on a macro basis, ... and creating & delivering presentations to senior management + Conduct independent working sessions with business and risk stakeholders on PMG governed… more
- JPMorgan Chase (New York, NY)
- …markets and present conclusions to senior management . **Job Responsibilities** + Provide independent risk challenge and oversight on Treasury with a focus on ... As part of Risk Management and Compliance, you are...As part of Risk Management and Compliance, you are at the center...business (Consumer and C ommunity B ank, Asset & Wealth Management and Commercial & Investment Bank)… more
- Motion Recruitment Partners (New York, NY)
- … Wealth Management Credit Risk Management + Consumer or Wealth Management Risk Analytics & Reporting + Experience in model development is ... testing principles and methodologies (inc. TWD). + Experience in Risk Management , Internal Audit. + Knowledge and...of IA validation and regulatory review. + Provide an independent initial assessment and challenge on the remediation and… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... place for people to learn, achieve and grow. Firm Risk Management Firm Risk ...Liquidity Risk Department reports to the Chief Risk Officer and is responsible for independent … more
- Citigroup (New York, NY)
- …objective of this role is to drive the execution of regulatory engagements across Independent Risk Management , to ensure the organization is responsive, ... regulatory concerns. + Review and provide quality assurance of risk management deliverables submitted to regulators. +...The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a strong and… more
- Citigroup (New York, NY)
- …in partnership with USPB Organizational Units, Enterprise Framework & Policy Group and Independent Risk Management + Facilitate development and monitoring of ... and Balance Sheet Management . This group is responsible for executing Enterprise Risk Management (ERM) programs including, but not limited to, Risk … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... an important part of our culture. Department Profile The cornerstone of Morgan Stanley's risk management philosophy is the execution of risk -adjusted returns… more
- US Bank (New York, NY)
- …Audit Manager the Asset Management team and the Audit Director of Wealth Management and Investment Services in providing the Audit Committee and senior ... management with independent assurance and advisory services...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- Deloitte (Morristown, NJ)
- …or structural change management , technology and process transformations, or risk management services. The industry knowledge and experience which candidates ... broad spectrum of services to address the operational, technological, regulatory, and risk management challenges faced by financial services clients across… more
- Deloitte (Morristown, NJ)
- …or structural change management , technology and process transformations, or risk management services. The industry knowledge and experience which candidates ... broad spectrum of services to address the operational, technological, regulatory, and risk management challenges faced by financial services clients across… more
- Morgan Stanley (New York, NY)
- …firm that conducts its business through three principal business segments-Institutional Securities, Wealth Management (WM), and Asset Management . WM's ... reporting and perform data analysis as needed *Preferred Experience:* *5 years of Risk Management or Financial Product Management experience *Lending product… more