- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (New York, NY)
- …, the O&T COO enables the organization to execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the O&T ... Engagement Senior Lead and will be leading and coordinating the O&T's regulatory exam management activities (including regular and ad hoc meetings) globally,… more
- SMBC (New York, NY)
- … Regulatory Team within SMBC's Planning Department to assist with the execution of regulatory relations and exam management for SMBC. This role is ... **Qualifications and Skills** + Exam management and strong project management skills supporting exams and regulatory projects for the financial services… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Citigroup (New York, NY)
- …Credit + Solid understanding of Regulatory Interactions with a background in exam management /coordination, management of regulatory meetings and ... The objective of this role is to drive the execution of regulatory engagements across Independent Risk Management , to ensure the organization is responsive,… more
- Guardian Life (New York, NY)
- …and advisors, and applicable rules and regulations from within a current regulatory environment + Excellent project management skills + Results orientation ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be...(PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as… more
- City of New York (New York, NY)
- …TO PERMANENT CYBER SECURITY ANALYST AND THE QUALIFIED CANDIDATES WHO FILES FOR THE EXAM MAY BE ELIGIBLE TO APPLY> Established in 1805, the New York City Department ... through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology & Telecommunication Services The Office of… more
- City of New York (New York, NY)
- …TO PERMANENT CYBER SECURITY ANALYST AND THE QUALIFIED CANDIDATES WHO FILES FOR THE EXAM MAY BE ELIGIBLE TO APPLY> Established in 1805, the New York City Department ... through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology & Telecommunication Services The Office of… more
- Scotiabank (New York, NY)
- …collaboratively with key stakeholders, including other Compliance functions, Internal Control, Regulatory Relations, Legal, Risk Management , and AML Compliance. ... a full range of investment banking, credit and risk management products and services relevant to the financing and...for every future! **Purpose:** Acts as the Chief Compliance Officer for the US broker dealer and Head of… more
- Wellington (New York, NY)
- …tools, and assist with enhancing and maintaining team recordkeeping practices + Support regulatory inquiry and exam management in relation to Wellington's ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- Wells Fargo (New York, NY)
- …coverage effort. The Analyst position will report to the Energy & Power Development Officer . Analysts are an integral part of the Investment Banking team. They are ... independent judgment while developing an understanding of compliance and risk management requirements for Investment Banking + Collaborate and consult with peers,… more