- Morgan Stanley (New York, NY)
- …**Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New York-New York* **Requisition ID:** *3252627* ... support of WM & ISG clients and seek a Vice President as part of the US Banks First...team. This individual will be responsible for supporting the Regulatory and Audit Oversight Group and be based in… more
- SMBC (Jersey City, NJ)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- Mizuho Corporate Bank (New York, NY)
- Project Finance Americas Mizuho's Project Finance platform is a global business and consistently top ranked in the Americas . Based in NY, the team provides a ... and external matters in accordance with banking regulations, bank policy and best practices + Perform other duties as...of your department, as well as local laws and regulatory obligations. Company Overview Mizuho Financial Group, Inc. is… more
- Morgan Stanley (New York, NY)
- …- affinity with financial services regulation (including understanding of current regulatory framework relating to asset management (eg MIFID2, Advisers Act)); and ... We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on… more
- Morgan Stanley (New York, NY)
- …- Ensure Compliance and Operations Risk approves process changes to confirm regulatory compliance - Ensure firm policies and procedures are monitored to confirm ... We want to be the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on… more
- Morgan Stanley (New York, NY)
- …internal control environment for risk management and governance. This is a Vice President level position within Business Audit, which is responsible for inspecting ... issue closure validation. . Managing performance for members of the Americas Operational Risk Audit team, including their quarterly performance evaluations. .… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...Description** SMBC's Special Credit Group is looking for a Vice President to join the Project Finance team. Among… more
- L'Oreal USA (New York, NY)
- …/ Job Search (https://careers.loreal.com/en\_US/jobs/SearchJobs) / 178347 Assistant Vice President - AI Program Lead New York, ... New York Tech Full - Time 27-May-2024 Job Title AI Program Lead - IT Americas Division: Corporate IT Location: New York, New York Reports To: VP of Data, Analytics… more
- SMBC (Jersey City, NJ)
- …to develop and test tools, systems, and system changes in line with policy and regulatory expectations. + Apply economic, quantitative, and statistical skills ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko… more
- Morgan Stanley (New York, NY)
- …colleagues, and clients. *Risk management experience including governance, reporting, policy procedure review, audit/ regulatory support. *Strong project ... procedures for area of responsibility to ensure consistency and compliance with regulatory and Bank expectations. * Collaborate with stakeholders and across all… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America,… more
- MUFG (New York, NY)
- …on the risk/return dynamic and on minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy ... ABL and Sponsor transactions for Credit Division of the Americas . This is a critical role in supporting the...on changes and potential changes in the sector and regulatory developments is an important part of your job… more
- MUFG (New York, NY)
- …an effective risk and control framework, Operations and Technology for the Americas (OTA) documents and executes risk and control assessments across processes ... controls are being performed in compliance with bank policies, procedures, and regulatory requirements to mitigate technology risk to the firm + Execute testing… more
- MUFG (New York, NY)
- …pertinent to making a decision with little support from management ** Policy Compliance** + Ensure compliance with external regulatory /internal ... policy and procedural requirements + Participate in ad-hoc policy meetings to enhance organization wide credit risk framework **Support and mentor junior analysts… more
- HSBC (New York, NY)
- …further development of a successful TMT Investment Banking franchise in the Americas . Understand client needs and deliver innovative solutions across all product ... of solutions to customer needs that span geographical/product boundaries and regulatory environments. Manage deal teams to ensure that transactions are completed… more
- MUFG (New York, NY)
- …will provide more details. **Job Summary:** This role will be part of the MUFG Americas ' Market Risk Management and reports to the Head of Risk Reporting and Risk ... counterparty credit risk reporting infrastructure + Participate in audit and regulatory engagements relating to counterparty credit risk reporting and data processes… more
- SMBC (New York, NY)
- …& options, etc. CM is looking to hire a Policy Governance Associate or Vice President in their Regulatory and Control Group. The group is responsible for ... competitive portfolio of benefits to its employees. In the Americas , SMBC Group has a presence in the US,...regulatory and internal audit matters, business processes, and policy governance matters of CM. The role will act… more
- MUFG (Jersey City, NJ)
- …IT Finance, IT Process and Standards, IT Incidents and Open Issue Managements ( Regulatory Matter, Internal/External Audit and MSII) in Latin America & Canada which ... milestones and deliverables. Ensuring IT processes and standards comply with regulatory requirements for global settlements in Latin America. Providing guidance and… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...SMBC's Global Structured Finance Department is looking for a vice president to join the energy and power sector… more